HB
Haughton A. Bowen
ALLSTATE FINANCIAL ADVISORS
Gaithersburg, MD 20878-6476
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CRD#: 5824163
HB
Professional summary
Haughton Athol Bowen is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Gaithersburg, Maryland and ALLSTATE FINANCIAL SERVICES, LLC located in Gaithersburg, Maryland.
Haughton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Haughton has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY, APT 15, MAYFIELD APARTMENTS, 60 HOPE RD, KGN 6, JAMAICA, WEST INDIES, LANDLORD, NON INVESTMENT RELATED, TIME DEVOTED-1%, CHECK MY BANK SAVING SACCOUNT ONCE EACH MONTH TO VERIFY DEPOSIT OF RENTAL. ONCE EVERY TWO YEARS WHILE ON MY VACATION IN JAMAICA I WILL SUPERVISE REFURBISHING WORK OF THE APARTMENT OVER A TWO TO THREE DAY PERIOD. THE APARTMENT IS PART OF A GATED COMMUNUTY AND THEREFORE SECURITY AND ALL OTHER UPKEEP REQUIREMENTS ARE PERFOMED BY THE MANAGEMENT OF THE COMPLEX FOR WHICH I PAY A MONTHLY FEE FROM THE RENTAL PROCEEDS, START DT-08/01/2014, # OF HRS PER MO-1 # OF HRS DURING TRADING HRS-1 EVERLAKE POSITION: PFR NATURE: Everlake trails INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 248 Main St., Lower Level, Gaithersburg MD 20878, United States DESCRIPTION: Agent
CRS (Client Relationship Summary) - RIA
Click below to view Haughton Athol Bowen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2025 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 248 Main St Lowr Level, Gaithersburg, MD 20878-6476RIA
CRD#: 109524
Gaithersburg, MD
Current
March 30, 2012 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 248 Main St Lowr Level, Gaithersburg, MD 20878-6476BD
CRD#: 18272
GAITHERSBURG, MD
Past
June 20, 2011 - March 27, 2012
NYLIFE SECURITIES LLC
BD
CRD#: 5167
VIENNA, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(3/30/2012)
RR
Maryland(3/30/2012)
IAR
Maryland(6/26/2025)
RR
Virginia(4/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
