John D. Carroll
Professional summary
John David Carroll is a registered financial professional currently at CULVERT CAPITAL LLC located in Downers Grove, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 2010. John has worked at 7 firms and has passed the Series 99TO, SIE, Series 3, Series 44, Series 7, Series 14, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John David Carroll's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2022 - Present
CULVERT CAPITAL LLC
Office #1: 4901 Forest Ave Suite C, Downers Grove, IL 60515Office #2: 4901 Forest Ave Suite C, Downers Grove, IL 60515November 8, 2013 - November 15, 2016
SUMO CAPITAL, LLC
September 28, 2012 - July 1, 2020
TRINITY EXECUTIONS, LLC
September 4, 2012 - November 1, 2013
DRO-WST TRADING, LLC
September 4, 2012 - December 10, 2018
MNR EXECUTIONS, LLC
January 27, 2012 - September 18, 2012
LUPO FUTURES, LLC
September 17, 2010 - November 28, 2011
SMC OPTION MANAGEMENT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 44
Date: 4/22/2011
PCX Market Maker ExamFINRA
Current Firm
CULVERT CAPITAL LLC
CRD#: 313898 / SEC#: , 8-70695
Contact information
Documents
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