Adam J. Sweere
Professional summary
Adam John Sweere is a registered financial professional currently at PACER FINANCIAL, INC. located in Malvern, Pennsylvania.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2010. Adam has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam John Sweere's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2019 - Present
PACER FINANCIAL, INC.
Office #1: 500 Chesterfield Parkway, Malvern, PA 19355April 3, 2012 - November 9, 2018
KBS CAPITAL MARKETS GROUP LLC
September 28, 2010 - January 3, 2012
RUSSELL INVESTMENTS
September 8, 2010 - January 3, 2012
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2019)
(9/22/2022)
(2/8/2019)
(9/22/2022)
(2/8/2019)
Exams
FINRA
Current Firm
PACER FINANCIAL, INC.
CRD#: 137040 / SEC#: , 8-67061
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THOMSON, JOE MCKEE | PRESIDENT | 718569 |
| OHARA, SEAN EDWARD | DIRECTOR | 1312483 |
| BRADBARD, ASHLEE ANN THOMSON | SR. VICE PRESIDENT | 5761850 |
| THOMSON, JOANN MARIE | SECRETARY/TREASURER | 5086499 |
| ZELLER, KIMBERLY L. T. | VICE PRESIDENT | 5774669 |
| JOHNSON, JEFFREY SHAWN | CHIEF COMPLIANCE OFFICER | 5508770 |
| MILLER, JOHN STEVENSON | FINOP | 2139980 |
Red Flags
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