Andrew M. Capone
Professional summary
Andrew Michael Capone is a registered financial professional currently at THINK ALPHA SECURITIES, LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2010. Andrew has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Michael Capone's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2023 - Present
THINK ALPHA SECURITIES, LLC
June 13, 2018 - February 27, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
May 9, 2018 - February 27, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
October 27, 2015 - May 19, 2017
KERSHNER SECURITIES, LLC
April 17, 2012 - November 4, 2013
G-2 TRADING,LLC
November 30, 2010 - April 16, 2012
LIGHTSPEED TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
THINK ALPHA SECURITIES, LLC
CRD#: 300679 / SEC#: , 8-70292
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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