Eugene Anthony Choe
Professional Summary
Eugene Anthony Choe is a registered financial advisor currently at THINK ALPHA SECURITIES, LLC located in Princeton, New Jersey. Eugene is registered as a RR (Registered Representative) and started their career in finance in 1998. Eugene has worked at 4 firms and has passed the Series 63, Series 3, Series 99TO, SIE, Series 57, Series 10, Series 9, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
THINK ALPHA FINANCIAL, LLC | TRADINGALPHA | THINK ALPHA SECURITIES, LLC
Contact Information
Main Address
116 Commons Way Building 1, Suite 116, Princeton, NJ 08540Mailing Address
116 Commons Way Suite 116, Princeton, NJ 08540Phone Number
(856) 389-3331Established
Delaware since 02/06/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/13/2019)
(10/24/2019)
(10/17/2019)
(11/18/2019)
(8/4/2022)
(11/7/2019)
(1/6/2020)
(7/15/2020)
(10/17/2019)
(7/4/2021)
(10/21/2019)
(10/24/2019)
(10/28/2019)
(6/21/2022)
(10/21/2019)
(2/12/2020)
(12/12/2019)
(2/20/2020)
(11/27/2019)
(12/6/2019)
(11/27/2019)
(1/14/2020)
(10/16/2019)
(11/27/2019)
(1/2/2020)
(10/22/2019)
(8/5/2022)
(3/19/2020)
(11/21/2019)
(11/26/2019)
(10/16/2019)
(11/15/2019)
(1/15/2020)
(1/7/2020)
(11/26/2019)
(10/18/2019)
(10/18/2019)
(10/23/2019)
(10/22/2019)
(11/1/2019)
(10/22/2019)
(12/3/2019)
(1/7/2020)
(10/18/2019)
(10/17/2019)
(10/17/2019)
(11/26/2019)
(10/17/2019)
(10/30/2019)
(11/8/2019)
(10/17/2019)
(4/10/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 2006About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Sep 2006About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eugene Anthony Choe's CRS (Customer Relationship Summary).
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