KV
Kevin M. Varrichio
RHODES INVESTMENT ADVISORS
Fort Worth, TX 76012
Some features on this profile are disabled
CRD#: 5821507
KV
Professional summary
Kevin Michael Varrichio is a registered financial advisor currently at RHODES INVESTMENT ADVISORS, INC. located in Fort Worth, Texas and RHODES SECURITIES, INC. located in Fort Worth, Texas.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Kevin has worked at 6 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fetch Capital LLC, Member, Started 2021, Company trades options, devotes 2 hours per month/2 hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Michael Varrichio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2016 - Present
RHODES INVESTMENT ADVISORS, INC.
Office #1: 306 West 7th Street Suite 1000, Fort Worth, TX 76012RIA
CRD#: 114245
Fort Worth, TX
Current
July 25, 2016 - Present
RHODES SECURITIES, INC.
Office #1: 306 West 7th Street Suite 1000, Fort Worth, TX 76102BD
CRD#: 19610
Fort Worth, TX
Past
April 1, 2016 - July 29, 2016
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WESTLAKE, TX
Past
March 24, 2016 - July 27, 2016
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
January 16, 2016 - March 14, 2016
ANTHONY WEALTH MANAGEMENT, INC.
RIA
CRD#: 272031
ARLINGTON, TX
Past
August 18, 2014 - November 25, 2014
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
FORT WORTH, TX
Past
March 8, 2013 - May 23, 2014
RHODES SECURITIES, INC.
BD
CRD#: 19610
FT WORTH, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RHODES INVESTMENT ADVISORS, INC.
CRAIG S. WADE DBA CRAIG S. WADE FINACIAL SERVICES | WHIT WHITFIELD, DBA FE WHITFIELD INVESTMENTS AND INSURANCE | TRICIA CARTER-HABER DBA HABER WEALTH MANAGEMENT | SUSAN PARIS, DBA PARIS FINANCIAL SERVICES | ROBERT L. RICHERSON, III DBA RICHERSON CAPITAL MANAGEMENT PLLC | RHODES SECURITIES, INC. | RHODES INVESTMENT ADVISORS, INC. | PREFERRED FINANCIAL SERVICES, INC. | JOHN RUSH VANN, JR., DBA JOHN RUSH VANN, JR. INVESTMENT MANAGEMENT | JEAN S. FRIE, DBA FRIE FINANCIAL GROUP, INC. | JAMES D. PALMER, DBA PALMER RETIREMENT CONSULTANTS | HARRISON S. REED III, DBA REED INVESTMENTS | GUY M. CUMBIE, DBA CUMBIE ADVISORY SERVICES, INC. | DAVID A. BURGESS DBA BURGESS FINANCIAL
CRD#: 114245 / SEC#: 801-117510
RIA
Registered Investment Advisory firm - (10/18/2019 Approved)Kansas
Registered Investment Advisory firm - (11/5/2020 Terminated)Louisiana
Registered Investment Advisory firm - (11/6/2020 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (1/22/2021 Terminated)South Carolina
Registered Investment Advisory firm - (11/5/2020 Terminated)Texas
Registered Investment Advisory firm - (11/5/2020 Terminated)Washington
Registered Investment Advisory firm - (12/31/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(10/23/2018)
RR
Texas(7/25/2016)
IAR
Texas(8/25/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
RHODES INVESTMENT ADVISORS, INC.
CRAIG S. WADE DBA CRAIG S. WADE FINACIAL SERVICES | WHIT WHITFIELD, DBA FE WHITFIELD INVESTMENTS AND INSURANCE | TRICIA CARTER-HABER DBA HABER WEALTH MANAGEMENT | SUSAN PARIS, DBA PARIS FINANCIAL SERVICES | ROBERT L. RICHERSON, III DBA RICHERSON CAPITAL MANAGEMENT PLLC | RHODES SECURITIES, INC. | RHODES INVESTMENT ADVISORS, INC. | PREFERRED FINANCIAL SERVICES, INC. | JOHN RUSH VANN, JR., DBA JOHN RUSH VANN, JR. INVESTMENT MANAGEMENT | JEAN S. FRIE, DBA FRIE FINANCIAL GROUP, INC. | JAMES D. PALMER, DBA PALMER RETIREMENT CONSULTANTS | HARRISON S. REED III, DBA REED INVESTMENTS | GUY M. CUMBIE, DBA CUMBIE ADVISORY SERVICES, INC. | DAVID A. BURGESS DBA BURGESS FINANCIAL
CRD#: 114245 / SEC#: 801-117510
RIA
Registered Investment Advisory firm - (10/18/2019 Approved)Kansas
Registered Investment Advisory firm - (11/5/2020 Terminated)Louisiana
Registered Investment Advisory firm - (11/6/2020 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (1/22/2021 Terminated)South Carolina
Registered Investment Advisory firm - (11/5/2020 Terminated)Texas
Registered Investment Advisory firm - (11/5/2020 Terminated)Washington
Registered Investment Advisory firm - (12/31/2012 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
306 West 7th Street Suite 1000, Fort Worth, TX 76012
Mailing Address
Phone number
(817) 334-0455
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 815 |
| AUM (Assets Under Management) | $ 376,312,618 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
