Andrew J. Giannone

FOREFRONT ANALYTICS

W. Conshohocken, PA 19428

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CRD#: 5818353

Professional summary

Andrew J Giannone is a registered financial advisor currently at FOREFRONT ANALYTICS, LLC located in W. Conshohocken, Pennsylvania and ALDEN INVESTMENT GROUP located in Wayne, Pennsylvania.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Andrew has worked at 7 firms and has passed the Series 65 and Series 7TO exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew J Giannone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2022 - Present

FOREFRONT ANALYTICS, LLC

Office #1: One Tower Bridge 100 Front Street, Suite 1111, W. Conshohocken, PA 19428

RIA

CRD#: 153016

W. Conshohocken, PA

Current

April 20, 2026 - Present

ALDEN INVESTMENT GROUP

Office #1: 37 West Avenue Suite 301, Wayne, PA 19087

RIA

CRD#: 317077

Wayne, PA

Current

April 20, 2026 - Present

ALDEN CAPITAL

Office #1: 37 West Ave Suite 301, Wayne, PA 19087

RIA

CRD#: 293551

Wayne, PA

Past

September 3, 2024 - June 9, 2025

ALLIO MARKETS, LLC

CRD#: 318268

SEATTLE, WA

Past

December 5, 2023 - June 9, 2025

ALLIO ADVISORS

RIA

CRD#: 317938

Collegeville, PA

Past

July 12, 2022 - December 31, 2023

GKFO, LLC

RIA

CRD#: 151138

W. CONSHOHOCKEN, PA

Past

January 2, 2020 - June 16, 2022

ALDEN CAPITAL

RIA

CRD#: 293551

WAYNE, PA

Past

December 15, 2014 - June 30, 2022

BLUESTONE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 157841

WAYNE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN CAPITAL

CRD#: 293551 / SEC#: 801-116941

RIA

Registered Investment Advisory firm - (7/9/2019 Approved)

New York

Registered Investment Advisory firm - (10/10/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/25/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/30/2024

General Securities Representative Examination

Current Firm

ALDEN CAPITAL

CRD#: 293551 / SEC#: 801-116941

RIA

Registered Investment Advisory firm - (7/9/2019 Approved)

New York

Registered Investment Advisory firm - (10/10/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/25/2019 Terminated)

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Contact information

Main Address

37 West Ave Suite 301, Wayne, PA 19087

Mailing Address

37 West Ave Suite 301, Wayne, PA 19087

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	3,147
AUM (Assets Under Management)	$ 1,444,147,688

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew J. Giannone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew J Giannone's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOREFRONT ANALYTICS, LLC

ALDEN INVESTMENT GROUP

ALDEN CAPITAL

ALLIO MARKETS, LLC

ALLIO ADVISORS

GKFO, LLC

ALDEN CAPITAL

BLUESTONE CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

ALDEN CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/2014

Series 7TO

Date: 8/30/2024

Current Firm

ALDEN CAPITAL

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN CAPITAL

TRUST BUT VERIFY

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