Liam J. Mcdermott Doviak
Professional summary
Liam J Mcdermott Doviak, who also goes by Liam J Mcdermott-doviak, is a registered financial professional currently at AXCELUS FINANCIAL DISTRIBUTION COMPANY located in Philadelphia, Pennsylvania.
Liam is registered as a RR (Registered Representative) and started their career in finance in 2011. Liam has worked at 3 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Liam J Mcdermott Doviak's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2016 - Present
AXCELUS FINANCIAL DISTRIBUTION COMPANY
Office #1: 1650 Market Street 8th Floor, Philadelphia, PA 19103January 29, 2016 - June 29, 2016
WEST CAPITAL MANAGEMENT, INC.
April 4, 2011 - February 28, 2015
CITIGROUP GLOBAL MARKETS INC.
March 28, 2011 - February 28, 2015
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
AXCELUS FINANCIAL DISTRIBUTION COMPANY
CRD#: 38383 / SEC#: , 8-48416
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
