AB
Alexander Bezugly
CITIZENS SECURITIES
Philadelphia, PA 19149
Some features on this profile are disabled
CRD#: 5816755
AB
Professional summary
Alexander Bezugly, who also goes by Alex Bezugly, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Philadelphia, Pennsylvania.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Alexander has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Bezugly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 09/30/2022 - Zoogs Holding LLC - Not Investment Related -To register potential vehicles for personal use - Start Date - 08/30/2017 - 0 Hours Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Bezugly's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alexander Bezugly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 6537 Castor Ave. Ms: 19b-6478, Philadelphia, PA 19149Office #2: 2014 Cottman Ave Mailstop: 19b-0264, Philadelphia, PA 19149Office #3: 1601 The Fairway Mailstop: 19b-0227, Jenkintown, PA 19046Office #4: 2395 York Road Mailstop: 19b-6737, Jamison, PA 18929Office #5: 720-d W.street Rd Mailstop: 19b-6596, Warminster, PA 18974Office #6: 60 East Street Road Mailstop: Pa389, Feasterville, PA 19053RIA
BD
CRD#: 39550
Philadelphia, PA
Current
December 5, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 6537 Castor Ave. Ms: 19b-6478, Philadelphia, PA 19149Office #2: 2014 Cottman Ave Mailstop: 19b-0264, Philadelphia, PA 19149Office #3: 1601 The Fairway Mailstop: 19b-0227, Jenkintown, PA 19046Office #4: 2395 York Road Mailstop: 19b-6737, Jamison, PA 18929Office #5: 720-d W.street Rd Mailstop: 19b-6596, Warminster, PA 18974Office #6: 60 East Street Road Mailstop: Pa389, Feasterville, PA 19053RIA
BD
CRD#: 39550
Philadelphia, PA
Past
September 13, 2021 - December 13, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
STATEN ISLAND, NY
Past
September 13, 2021 - December 13, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
STATEN ISLAND, NY
Past
August 13, 2019 - January 7, 2020
ADVISORS ASSET MANAGEMENT, INC.
RIA
CRD#: 46727
Boca Raton, FL
Past
August 12, 2019 - January 7, 2020
ADVISORS ASSET MANAGEMENT, INC.
BD
CRD#: 46727
Boca Raton, FL
Past
April 2, 2018 - August 14, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
STATEN ISLAND, NY
Past
March 27, 2018 - August 14, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
STATEN ISLAND, NY
Past
November 11, 2015 - March 30, 2018
CAPITAL ONE ADVISORS, LLC
RIA
CRD#: 136865
Staten Island, NY
Past
May 15, 2015 - March 30, 2018
CAPITAL ONE INVESTING, LLC
BD
CRD#: 45744
FAIRFIELD, NJ
Past
September 1, 2011 - July 9, 2014
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
BROOKLYN, NY
Past
February 2, 2011 - July 15, 2011
LEGEND SECURITIES, INC.
BD
CRD#: 44952
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(10/15/2025)
IAR
Connecticut(10/29/2025)
RR
Florida(10/15/2025)
IAR
Florida(10/29/2025)
RR
New Jersey(1/2/2024)
IAR
New Jersey(1/2/2024)
RR
New York(12/6/2022)
IAR
New York(12/6/2022)
RR
North Carolina(1/2/2024)
IAR
North Carolina(1/10/2024)
RR
Pennsylvania(12/5/2022)
IAR
Pennsylvania(12/16/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
