Brendan S. Mccooey
Professional summary
Brendan Sean Mccooey is a registered financial professional currently at THIRD SEVEN CAPITAL LLC located in Greenwich, Connecticut.
Brendan is registered as a RR (Registered Representative) and started their career in finance in 2014. Brendan has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brendan Sean Mccooey's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2025 - Present
THIRD SEVEN CAPITAL LLC
Office #1: 67 Holly Hill Lane Suite 300c, Greenwich, CT 06830June 15, 2020 - April 30, 2024
SS&C MARKET SERVICES, LLC
April 25, 2018 - June 8, 2020
THIRD SEVEN CAPITAL LLC
October 3, 2014 - May 3, 2017
COWEN PRIME SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2025)
(9/12/2025)
(1/24/2025)
Exams
FINRA
Current Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
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