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FIRM PROFILE
Overview
THIRD SEVEN CAPITAL LLC is located at 67 Holly Hill Lane Suite 8500, New York, NY 10022 and was first established at Boston, Delaware in 07/06/2011. After operating for 14 years, THIRD SEVEN CAPITAL LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of THIRD SEVEN CAPITAL LLC’s clients are individuals and 0% of their clients are high net worth individuals. THIRD SEVEN CAPITAL LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at THIRD SEVEN CAPITAL LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access THIRD SEVEN CAPITAL LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at THIRD SEVEN CAPITAL LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for THIRD SEVEN CAPITAL LLC Comes From
Understanding the Statistics for THIRD SEVEN CAPITAL LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
67 Holly Hill Lane Suite 8500, New York, NY 10022
67 Holly Hill Lane Suite 300c, Greenwich, CT 06830
Small
(917) 602-6153
Delaware since 07/06/2011
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at THIRD SEVEN CAPITAL LLC
Edward Francis Condon
Peter Harward Mcglynn
Scott David Miller
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