Lauren A. Rowland

RZH ADVISORS LLC

Stamford, CT 06901

Some features on this profile are disabled

CRD#: 5814420

Professional summary

Lauren Ann Rowland, CFP®, who also goes by Lauren Ann Steinberg, is a registered financial advisor currently at RZH ADVISORS LLC located in Stamford, Connecticut.

Lauren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Lauren has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lauren Ann Steinberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Ann Rowland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

January 11, 2021 - Present

RZH ADVISORS LLC

Office #1: One Landmark Square 11th Floor, Stamford, CT 06901

RIA

CRD#: 125696

Stamford, CT

Past

September 22, 2014 - December 21, 2020

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

February 4, 2013 - September 26, 2014

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

LATHAM, NY

Past

August 4, 2010 - September 26, 2014

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RZH ADVISORS LLC

RELYEA ZUCKERBERG HANSON, LLC | RZH ADVISORS LLC

CRD#: 125696 / SEC#: 801-71454

RIA

Registered Investment Advisory firm - (5/17/2010 Approved)

Connecticut

Registered Investment Advisory firm - (5/18/2010 Terminated)

New York

Registered Investment Advisory firm - (5/18/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/11/2021)

IAR

Texas
(1/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/7/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/2010

General Securities Representative Examination

Current Firm

RZH ADVISORS LLC

RELYEA ZUCKERBERG HANSON, LLC | RZH ADVISORS LLC

CRD#: 125696 / SEC#: 801-71454

RIA

Registered Investment Advisory firm - (5/17/2010 Approved)

Connecticut

Registered Investment Advisory firm - (5/18/2010 Terminated)

New York

Registered Investment Advisory firm - (5/18/2010 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One Landmark Square 11th Floor, Stamford, CT 06901

Mailing Address

Phone number

(203) 355-0880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (5/20/2025)

Regulatory assets under management

Total Number of Accounts	1,578
AUM (Assets Under Management)	$ 2,113,150,489

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/22/2025	Cover Page	Report
10/22/2025	Cover Page	Report
11/13/2024	Cover Page	Report
10/04/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Brian Marchini

LPL ENTERPRISE, LLC

IAR

White Plains, NY

Randy Brickman

PARK AVENUE SECURITIES LLC

IAR

NORTH WOODMERE, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lauren A. Rowland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Ann Rowland's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

RZH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/7/2011

SIE

Date: 10/1/2018

Series 7

Date: 8/3/2010

Current Firm

RZH ADVISORS LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RZH ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors