Alyson T. Russ

VEST FINANCIAL LLC

Mclean, VA 22102-5150

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CRD#: 5813739

Professional summary

Alyson T Russ, who also goes by Alyson Theobald Russ, Alyson E Theobald, Alyson Elise Theobald, Alyson Theobald, is a registered financial advisor currently at VEST FINANCIAL LLC located in Mclean, Virginia and VEST SECURITIES, LLC located in Mclean, Virginia.

Alyson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Alyson has worked at 4 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alyson Theobald Russ | Alyson E Theobald | Alyson Elise Theobald | Alyson Theobald

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) VEST FINANCIAL, LLC - VICE PRESIDENT OF AFFILIATED RIA ENTITY BASED IN MCLEAN, VIRGINIA; DUTIES ARE TO SERVE TO PROVIDE PORTFOLIO ANALYSIS; DEVOTES 160 HOURS/MONTH TO ACTIVITY, OF WHICH APPROXIMATELY 7.5 HOURS/DAY IS SPENT DURING TRADING HOURS. INVESTMENT-RELATED; STARTED SEPTEBMER 2023.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alyson T Russ's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2023 - Present

VEST FINANCIAL LLC

Office #1: 8350 Broad St Suite 240, Mclean, VA 22102-5150

RIA

CRD#: 165976

Mclean, VA

Current

October 13, 2023 - Present

VEST SECURITIES, LLC

Office #1: 8350 Broad Street Suite 240, Mclean, VA 22101

CRD#: 317379

Mclean, VA

Past

August 7, 2017 - December 2, 2021

MORGAN STANLEY

RIA

CRD#: 149777

Washington, DC

Past

April 17, 2017 - December 2, 2021

MORGAN STANLEY

CRD#: 149777

Washington, DC

Past

April 19, 2011 - April 26, 2017

GOLDMAN SACHS & CO. LLC

CRD#: 361

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VEST FINANCIAL LLC

CBOE VEST FINANCIAL LLC | VEST FINANCIAL LLC | VEST | CONVEXCEL ASSET MANAGEMENT LLC | CONVEXCEL

CRD#: 165976 / SEC#: 801-77463

RIA

Registered Investment Advisory firm - (1/3/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(10/13/2023)

IAR

Maryland
(9/11/2024)

IAR

Virginia
(9/25/2023)

Virginia
(10/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/3/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/6/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/18/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VEST FINANCIAL LLC

CBOE VEST FINANCIAL LLC | VEST FINANCIAL LLC | VEST | CONVEXCEL ASSET MANAGEMENT LLC | CONVEXCEL

CRD#: 165976 / SEC#: 801-77463

RIA

Registered Investment Advisory firm - (1/3/2013 Approved)

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Contact information

Main Address

8350 Broad St Suite 240, Mclean, VA 22102-5150

Mailing Address

Phone number

(855) 979-6060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/5/2025)

Regulatory assets under management

Total Number of Accounts	145
AUM (Assets Under Management)	$ 39,304,330,239

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alyson T. Russ

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alyson T Russ's CRS (Customer Relationship Summary).

Certified licenses

Experience

VEST SECURITIES, LLC

MORGAN STANLEY

MORGAN STANLEY

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

VEST FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/3/2017

SIE

Date: 10/1/2018

Series 3

Date: 7/6/2016

Series 7

Date: 4/18/2011

FINRA

Current Firm

VEST FINANCIAL LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VEST FINANCIAL LLC

TRUST BUT VERIFY

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