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CRD#: 317379
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

VEST SECURITIES, LLC is located at 8350 Broad Street Suite 240, Mclean, VA 22101 and was first established at Philadelphia, Delaware in 03/19/2021. After operating for 4 years, VEST SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of VEST SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. VEST SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at VEST SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access VEST SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at VEST SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for VEST SECURITIES, LLC Comes From

Understanding the Statistics for VEST SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
8350 Broad Street Suite 240, Mclean, VA 22101
Mailing Address
8350 Broad Street Suite 240, Mclean, VA 22101
Firm Size
Small
Phone Number
(855) 979-6060
Established
Delaware since 03/19/2021
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
VEST GROUP, INC.SOLE MEMBER
BRANT, DAVID ROBERTFINOP/PFO/POO2718478
CHANG, JEFFERY YI-BINGPRESIDENT5034993
PORTWOOD, WILLIAM BOYCECHIEF COMPLIANCE OFFICER4853700
SOOD, KARANCHIEF EXECUTIVE OFFICER5256243

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at VEST SECURITIES, LLC

CM

Christopher James Mortimer

Christopher Mortimer
IAR
RR
CRD#: 5374562
Location:
Charleston, SC
Company:
VEST FINANCIAL LLC
Disclosures:
Experience:
17 years
View Profile
AT

Andrew Steven Torok

Andrew Steven Torok
IAR
RR
CRD#: 6485110
Location:
Ladera Ranch, CA
Company:
VEST FINANCIAL LLC
Disclosures:
Experience:
8 years
View Profile
SO

Spencer William Francis Organ

Spencer Organ
IAR
RR
CRD#: 7601983
Location:
Mclean, VA 22102-5150
Company:
VEST FINANCIAL LLC
Disclosures:
Experience:
2 years
View Profile
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