AC
Angelica P. Carbajal
STRATEGIC ADVISERS LLC
PEORIA, AZ
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CRD#: 5813406
AC
Professional summary
Angelica Patricia Carbajal, who also goes by Angelica P Ramirez, Angelica Patricia Ramirez, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Peoria, Arizona and FIDELITY BROKERAGE SERVICES LLC located in Greenwood Village, Colorado.
Angelica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Angelica has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Angelica P Ramirez | Angelica Patricia Ramirez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-17866|OrgNmn:Wayfair|Org Addr:Boston,Massachuse,US|OBA Nature:retail discretionary home good|Invst Rel:N|Title:Tried and True Member|Duties:Participation is completely optional: I am able to choose up to 2 items per month and leave reviews|StrtDt:03-06-19|TotHrs/mon:1|TrdHrs/mon:0|OBA-109341|OrgNmn:Amazon Flex|Org Addr:Phoenix,Arizona,US|OBA Nature:retail discretionary|Invst Rel:N|Title:Independent Contractor|Duties:Pick up packages at the Amazon wearhouse and drop off the packages to their customer |StrtDt:|TotHrs/mon:16|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Angelica Patricia Carbajal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PEORIA, AZ
Current
March 9, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 6501 S Fiddler's Green Circle Ste 300 - 600, Greenwood Village, CO 80111-4932BD
CRD#: 7784
Greenwood Village, CO
Past
March 29, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GLENDALE, AZ
Past
May 26, 2020 - February 2, 2021
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Phoenix, AZ
Past
May 23, 2020 - February 2, 2021
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Phoenix, AZ
Past
October 2, 2018 - May 24, 2020
USAA INVESTMENT SERVICES COMPANY
RIA
CRD#: 5475
PHOENIX, AZ
Past
September 1, 2017 - May 24, 2020
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
PHOENIX, AZ
Past
April 11, 2016 - August 15, 2017
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
PEORIA, AZ
Past
February 25, 2015 - December 1, 2015
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
PHOENIX, AZ
Past
October 1, 2012 - February 2, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
PHOENIX, AZ
Past
August 16, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/19/2021)
RR
Alaska(3/25/2021)
RR
Arizona(3/12/2021)
IAR
Arizona(3/31/2025)
RR
Arkansas(3/19/2021)
RR
California(3/19/2021)
RR
Colorado(3/19/2021)
RR
Connecticut(3/19/2021)
RR
Delaware(3/22/2021)
RR
District of Columbia(3/19/2021)
RR
Florida(3/19/2021)
RR
Georgia(3/19/2021)
RR
Hawaii(3/19/2021)
RR
Idaho(3/19/2021)
RR
Illinois(4/7/2021)
RR
Indiana(3/23/2021)
RR
Iowa(3/23/2021)
RR
Kansas(3/19/2021)
RR
Kentucky(3/22/2021)
RR
Louisiana(3/22/2021)
RR
Maine(3/19/2021)
RR
Maryland(3/22/2021)
RR
Massachusetts(3/19/2021)
RR
Michigan(3/22/2021)
RR
Minnesota(3/24/2021)
RR
Mississippi(3/25/2021)
RR
Missouri(3/31/2021)
RR
Montana(3/19/2021)
RR
Nebraska(3/25/2021)
RR
Nevada(3/26/2021)
RR
New Hampshire(3/19/2021)
RR
New Jersey(3/19/2021)
RR
New Mexico(3/19/2021)
RR
New York(3/28/2021)
RR
North Carolina(3/19/2021)
RR
North Dakota(3/22/2021)
RR
Ohio(3/19/2021)
RR
Oklahoma(3/19/2021)
RR
Oregon(3/26/2021)
RR
Pennsylvania(3/19/2021)
RR
Puerto Rico(3/26/2021)
RR
Rhode Island(3/19/2021)
RR
South Carolina(3/22/2021)
RR
South Dakota(3/26/2021)
RR
Tennessee(3/19/2021)
RR
Texas(3/19/2021)
IAR
Texas(3/31/2025)
RR
Utah(3/22/2021)
IAR
Utah(3/31/2025)
RR
Vermont(3/19/2021)
RR
Virginia(3/19/2021)
RR
Washington(3/18/2021)
RR
West Virginia(3/23/2021)
RR
Wisconsin(3/22/2021)
RR
Wyoming(3/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
