Michael C. Topley

LANSING STREET ADVISORS

Ambler, PA 19002

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CRD#: 5808156

Professional summary

Michael Charles Topley, AIF®, CFP®, who also goes by Michael Topley, is a registered financial advisor currently at LANSING STREET ADVISORS located in Ambler, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Topley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Topley 401k; Yes; 9 E Mill Road Hatboro, Pennsylvania, 19040; At Lansing Street Advisors, we do not directly manage company 401(k) plans. However, when a business owner client seeks a second opinion on their company plan, we provide an analysis and may introduce them to Oakbourne Advisors. In connection with these referrals, I receive compensation in the form of a fee split from Oakbourne Advisors.; Owner; Owner; March 31, 2025; 5; 3; I quarterback the relationship between our client and the 401k provider. I also educate the staff of the business that is owned by our client.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Charles Topley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Experience

Current

August 20, 2020 - Present

LANSING STREET ADVISORS

Office #1: 124 S Maple Street Suite 325, Ambler, PA 19002

RIA

CRD#: 306882

Ambler, PA

Past

October 5, 2018 - August 13, 2020

VEERY CAPITAL, LLC

RIA

CRD#: 298465

WILMINGTON, DE

Past

September 29, 2015 - October 22, 2018

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Wilmington, DE

Past

September 29, 2015 - October 22, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

WILMINGTON, DE

Past

February 6, 2014 - October 2, 2015

SEI INVESTMENTS MANAGEMENT CORP

RIA

CRD#: 105146

OAKS, PA

Past

September 26, 2013 - October 2, 2015

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

September 27, 2012 - October 1, 2013

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LANSING STREET ADVISORS

LANSING STREET ADVISORS | LANSING STREET ADVISORS LLC

CRD#: 306882 / SEC#: 801-126210

RIA

Registered Investment Advisory firm - (8/8/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/11/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/20/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/6/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2012

General Securities Representative Examination

Current Firm

LANSING STREET ADVISORS

LANSING STREET ADVISORS | LANSING STREET ADVISORS LLC

CRD#: 306882 / SEC#: 801-126210

RIA

Registered Investment Advisory firm - (8/8/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/11/2022 Terminated)

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Contact information

Main Address

124 S Maple Street Suite 325, Ambler, PA 19002

Mailing Address

Phone number

(215) 718-2063

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LANSING STREET DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	440
AUM (Assets Under Management)	$ 438,700,930

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael C. Topley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Charles Topley's CRS (Customer Relationship Summary).

Certified licenses

Experience

VEERY CAPITAL, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

SEI INVESTMENTS MANAGEMENT CORP

SEI INVESTMENTS DISTRIBUTION CO.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

LANSING STREET ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/6/2014

Series 63

Date: 10/9/2012

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2012

Current Firm

LANSING STREET ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LANSING STREET ADVISORS

TRUST BUT VERIFY

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