Khaled Yusufi
Professional summary
Khaled Yusufi is a registered financial professional currently at KEPLER CAPITAL MARKETS, INC. located in New York, New York.
Khaled is registered as a RR (Registered Representative) and started their career in finance in 2014. Khaled has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Khaled Yusufi's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2024 - Present
KEPLER CAPITAL MARKETS, INC.
Office #1: 12 East 49th Street 31st Floor, New York, NY 10017November 23, 2021 - June 13, 2024
BERENBERG CAPITAL MARKETS LLC
December 17, 2016 - November 22, 2021
PEEL HUNT INC.
September 29, 2015 - September 27, 2016
CANACCORD GENUITY LLC
April 28, 2015 - September 30, 2015
CORNERSTONE MACRO LLC
August 5, 2014 - March 24, 2015
GUGGENHEIM SECURITIES, LLC
May 15, 2014 - July 28, 2014
SRT SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/19/2024)
Exams
FINRA
Current Firm
KEPLER CAPITAL MARKETS, INC.
CRD#: 139148 / SEC#: , 8-67194
Contact information
FINRA licenses (42 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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