FIND A KEPLER CAPITAL MARKETS, INC. FINANCIAL ADVISOR NEAR ME
Find, Compare and Monitor Financial Advisors at KEPLER CAPITAL MARKETS, INC.
Looking for a Financial Advisor at KEPLER CAPITAL MARKETS, INC.?
We have compiled every financial advisor who works at KEPLER CAPITAL MARKETS, INC. in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.
If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.
FIRM PROFILE
Overview
KEPLER CAPITAL MARKETS, INC. is located at 12 East 49th Street 31st Floor, New York, NY 10017 and was first established at New York, Delaware in 09/23/2005. After operating for 20 years, KEPLER CAPITAL MARKETS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of KEPLER CAPITAL MARKETS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. KEPLER CAPITAL MARKETS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at KEPLER CAPITAL MARKETS, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access KEPLER CAPITAL MARKETS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at KEPLER CAPITAL MARKETS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for KEPLER CAPITAL MARKETS, INC. Comes From
Understanding the Statistics for KEPLER CAPITAL MARKETS, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
No Information
No Information
FIRM INFORMATION
12 East 49th Street 31st Floor, New York, NY 10017
12 East 49th Street Suite 3107, New York, NY 10017
Small
(212) 710-7600
Delaware since 09/23/2005
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at KEPLER CAPITAL MARKETS, INC.
Rajiv Shah
Andrew Lawrence Totman
Alvin Aquino Gattoc
Compare statistics for financial advisors here.
Review financial advisor disclosures here.
