Anna Kopec
Professional Summary
Anna Kopec is a registered financial advisor currently at BREAKWATER GROUP DISTRIBUTION SERVICES, LLC located in New York, New York. Anna is registered as a RR (Registered Representative) and started their career in finance in 2013. Anna has worked at 10 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
BREAKWATER GROUP DISTRIBUTION SERVICES, LLC | BREAKWATER GROUP LLC
Contact Information
Main Address
350 Madison Avenue, New York, NY 10017Mailing Address
350 Madison Avenue, New York, NY 10017Phone Number
(212) 716-6570Established
Delaware since 03/20/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Anna Kopec's CRS (Customer Relationship Summary).
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