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Matthew Scott Guttin

STARWOOD CAPITAL, L.L.C.
GREENWICH, CT
·CRD# 5801291·16 years experience

Professional Summary

Matthew Scott Guttin is a registered financial advisor currently at STARWOOD CAPITAL, L.L.C. located in Greenwich, Connecticut. Matthew is registered as a RR (Registered Representative) and started their career in finance in 2010. Matthew has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

STARWOOD CAPITAL, L.L.C.·CRD# 146057
BD
1. 591 West Putnam Avenue, Greenwich, CT 068302. 591 West Putnam Avenue, Greenwich, CT 068303. 1601 Washington Avenue, Suite 800, Miami Beach, FL 33139
December 2, 2010 - Present

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Current Firm

SC
STARWOOD CAPITAL, L.L.C.

591 CAPITAL SECURITIES, L.L.C. | STARWOOD CAPITAL, L.L.C.

CRD#: 146057 / SEC#: 8-67788
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

591 West Putnam Avenue, Greenwich, CT 06830

Mailing Address

591 West Putnam Avenue, Greenwich, CT 06830

Phone Number

(203) 422-7775

Established

Delaware since 08/02/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STARWOOD CAPITAL GROUP HOLDINGS, L.P.MEMBER—
BOULIER, CHARLES JOSEPHFINOP6766152
GUTTIN, MATTHEW SCOTTCEO/CCO5801291
STARWOOD CAPITAL GROUP HOLDINGS GP, L.L.C.MANAGER—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(6/2/2017)
RR
Indiana
(8/9/2018)
RR
Ohio
(11/4/2020)
RR
Washington
(4/6/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2014About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2010About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Dec 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Scott Guttin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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