Jacque F. Noel
Professional summary
Jacque Francois Noel IV, who also goes by Jacque Francois Noel IV, Jacque Francois Noel, is a registered financial professional currently at DC ADVISORY located in New York, New York.
Jacque is registered as a RR (Registered Representative) and started their career in finance in 2014. Jacque has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jacque Francois Noel IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2025 - Present
DC ADVISORY
Office #1: 605 Third Avenue 11th Floor, New York, NY 10158March 30, 2021 - February 14, 2025
SCOTIA CAPITAL (USA) INC.
December 8, 2014 - October 6, 2020
MACQUARIE CAPITAL (USA) INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
DC ADVISORY
CRD#: 129919 / SEC#: , 8-66273
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CORPORATE ADVISORY HOLDINGS INC. | SHAREHOLDER | |
| BAYER, JONATHAN LEWIS | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 5050555 |
| DONOHUE, JOSEPH THOMAS | VICE CHAIRMAN | 1630441 |
| EDMONDSON, ERIC WINSTON | VICE CHAIRMAN | 1441360 |
| KOHR, WILLIAM EDWARD | CHIEF EXECUTIVE OFFICER | 1563851 |
| PACITTO, PETER JOSEPH | CHIEF ADMINISTRATIVE OFFICER, CFO, FINOP | 1700696 |
Red Flags
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