Adam Neumeister

VIRTUS INVESTMENT ADVISERS

CARLSBAD, CA

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CRD#: 5799981

Professional summary

Adam Neumeister, who also goes by Adam Edward Neumeister, is a registered financial advisor currently at VIRTUS INVESTMENT ADVISERS, LLC located in Carlsbad, California and VP DISTRIBUTORS LLC located in Hartford, Connecticut.

Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Adam has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Edward Neumeister

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Valor Consulting & Distribution, LLC; Yes, investment related; 6481 Fredricks Rd Sunbury, OH 43074; Registered InvestmentAdvisor; employee; Start Date: 03/2021; More than 160 hours per month; More than 160 hours during securities trading hours; Market Financial Services and Products (ETFs, Mutual Funds, SMAs, Private Investments) to financial advisors.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Neumeister's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2025 - Present

VIRTUS INVESTMENT ADVISERS, LLC

RIA

CRD#: 106982

CARLSBAD, CA

Current

September 26, 2025 - Present

VP DISTRIBUTORS LLC

Office #1: One Financial Plaza, Hartford, CT 06103

CRD#: 3036

HARTFORD, CT

Past

October 28, 2022 - September 25, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

CARLSBAD, CA

Past

October 26, 2022 - September 25, 2025

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

July 16, 2021 - December 17, 2022

VALOR CONSULTING & DISTRIBUTION, LLC

RIA

CRD#: 307656

Hermosa Beach, CA

Past

April 1, 2021 - August 10, 2022

DISTRIBUTION SERVICES, LLC

CRD#: 25938

PORTLAND, ME

Past

October 16, 2020 - January 4, 2021

ORION PORTFOLIO SOLUTIONS, LLC

RIA

CRD#: 107975

Hermosa Beach, CA

Past

October 30, 2017 - October 16, 2020

BRINKER CAPITAL INC

RIA

CRD#: 111743

Hermosa Beach, CA

Past

September 25, 2017 - January 4, 2021

BRINKER CAPITAL SECURITIES, LLC

CRD#: 38123

BERWYN, PA

Past

December 3, 2012 - April 12, 2017

HARTFORD FUNDS DISTRIBUTORS, LLC

CRD#: 45995

RADNOR, PA

Past

January 1, 2011 - December 3, 2012

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIRTUS INVESTMENT ADVISERS, LLC

PHOENIX INVESTMENT COUNSEL, INC | VIRTUS INVESTMENT ADVISERS, LLC | VIRTUS INVESTMENT ADVISERS, INC.

CRD#: 106982 / SEC#: 801-5995

RIA

Registered Investment Advisory firm - (9/17/1969 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/26/2025)

California
(9/26/2025)

IAR

Connecticut
(9/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/19/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/11/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/30/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VIRTUS INVESTMENT ADVISERS, LLC

PHOENIX INVESTMENT COUNSEL, INC | VIRTUS INVESTMENT ADVISERS, LLC | VIRTUS INVESTMENT ADVISERS, INC.

CRD#: 106982 / SEC#: 801-5995

RIA

Registered Investment Advisory firm - (9/17/1969 Approved)

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Contact information

Main Address

One Financial Plaza 26th Floor, Hartford, CT 06103

Mailing Address

Phone number

(800) 248-7971

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 53,982,609,839

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam Neumeister

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Neumeister's CRS (Customer Relationship Summary).

Certified licenses

Experience

VP DISTRIBUTORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

VALOR CONSULTING & DISTRIBUTION, LLC

DISTRIBUTION SERVICES, LLC

ORION PORTFOLIO SOLUTIONS, LLC

BRINKER CAPITAL INC

BRINKER CAPITAL SECURITIES, LLC

HARTFORD FUNDS DISTRIBUTORS, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

Primary Firm SEC Registration

VIRTUS INVESTMENT ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2017

Series 63

Date: 1/19/2011

SIE

Date: 10/1/2018

Series 7

Date: 11/11/2014

Series 6

Date: 12/30/2010

FINRA

Current Firm

VIRTUS INVESTMENT ADVISERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

VIRTUS INVESTMENT ADVISERS, LLC

TRUST BUT VERIFY

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