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CRD#: 3036
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

VP DISTRIBUTORS LLC is located at One Financial Plaza, Hartford, CT 06103 and was first established at Boston, Delaware in 09/30/2011. After operating for 14 years, VP DISTRIBUTORS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of VP DISTRIBUTORS LLC’s clients are individuals and 0% of their clients are high net worth individuals. VP DISTRIBUTORS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at VP DISTRIBUTORS LLC are registered to handle securities or provide financial advice. The firm has 4 disclosures, 1 being regulatory events, 3 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access VP DISTRIBUTORS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at VP DISTRIBUTORS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for VP DISTRIBUTORS LLC Comes From

Understanding the Statistics for VP DISTRIBUTORS LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1
Bond
3

FIRM INFORMATION

Main Address
One Financial Plaza, Hartford, CT 06103
Mailing Address
One Financial Plaza, Hartford, CT 06103
Firm Size
Medium
Phone Number
(860) 503-1348
Established
Delaware since 09/30/2011
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
VIRTUS PARTNERS, INCSOLE MEMBER
BACHRACH, IANSENIOR MANAGING DIRECTOR, MARKETING2797509
BICKS, MICHAEL WAYNEMANAGING DIRECTOR, DISTRIBUTION INTELLIGENCE5450963
DANOS, CHRISTOPHER ROBERTMANAGING DIRECTOR, NATIONAL ACCOUNTS2716625
FRANCO, THOMAS RICHARDSENIOR MANAGING DIRECTOR, RETAIL SALES2651546
GRISWOLD, HEIDI CHRISTINEVICE PRESIDENT, FUND SERVICES2304631
HANLEY, DAVID GEORGE JRSENIOR VICE PRESIDENT AND TREASURER5455435
KATZ, DAVID JAYSENIOR MANAGING DIRECTOR, INSTITUTIONAL2813039
MACCONE, JOSEPH EDMUNDSENIOR MANAGING DIRECTOR, STRATEGIC DISTRIBUTION4273677
MANDINACH, BARRY MITCHELLEXECUTIVE VICE PRESIDENT1234185
MAROSITS, TIFFANY PAIGEVICE PRESIDENT, SENIOR REGULATORY COUNSEL AND ASSISTANT SECRETARY6507868
PERLMAN, DIANA MARIECHIEF COMPLIANCE OFFICER2555302
PURKALITIS, ANDRA CYNTHIAEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY3070864

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Advisor's working at VP DISTRIBUTORS LLC

SM

Sharon Kay Mossman

Sharon K Mossman, Sharon Mossman, Sharon Kay Suske
IAR
RR
CRD#: 1489496
Location:
Kansas City, MO
Company:
VIRTUS INVESTMENT ADVISERS, LLC
Disclosures:
Experience:
36 years
View Profile
RS

Robert A Spada

Robert Anthony Spada
IAR
RR
CRD#: 1563380
Location:
Manchester, CT
Company:
VIRTUS FIXED INCOME ADVISERS, LLC
Disclosures:
Experience:
39 years
View Profile
DB

Douglas Charles Bond

IAR
RR
CRD#: 2056425
Location:
Rochester, WA
Company:
VIRTUS INVESTMENT ADVISERS, LLC
Disclosures:
Experience:
35 years
View Profile
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