Michael P. Santana
Professional summary
Michael Patrick Santana, who also goes by Michael Santana, Mike Santana, is a registered financial advisor currently at PEMBROKE WEALTH MANAGEMENT, LLC located in Wilmington, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Santana's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2015 - Present
PEMBROKE WEALTH MANAGEMENT, LLC
Office #1: 7890 Market St, Wilmington, NC 28411October 11, 2010 - September 28, 2015
EDWARD JONES
July 12, 2010 - September 28, 2015
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/5/2015)
Exams
Current Firm
PEMBROKE WEALTH MANAGEMENT, LLC
CRD#: 281341 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 6,341,380 |
Red Flags
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Company Information
PEMBROKE WEALTH MANAGEMENT, LLC
CRD#: 281341Wilmington, NC 28411TRUST BUT VERIFY
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