MS
Michael P. Santana
PEMBROKE WEALTH MANAGEMENT
Wilmington, NC 28411
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CRD#: 5799064
MS
Professional summary
Michael Patrick Santana, who also goes by Michael Santana, Mike Santana, is a registered financial advisor currently at PEMBROKE WEALTH MANAGEMENT, LLC located in Wilmington, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Santana | Mike Santana
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business consultant for Mantura Farm LLC, Stott Farm LLC, Rushmere West Farm LLC, and Burwells Bay Farm LLC. These companies are not investment related and retained independently from my firm Pembroke Wealth Management LLC. The address is 2253 Pine Tree Lane, Rocky Mount, North Carolina 27804. These businesses own farm land and lease the land to farmers and hunters for income. They also harvest timber for income on an occasional basis. I am solely a consultant to the managing member. I have no ownership or holdings in the farms. I started January 2016. I spend 1-2 hours a week in this role and less than one hour a week is during securities trading hours. In this consulting role, I provide operational advice and opinions to the managing member. I also prepare an annual balance sheet for the members and can deposit checks and pay bills for these farms. Co-owner of C Hawk LLC. This business is not investment related and operates independently of my firm Pembroke Wealth Management LLC. The address is 501 Emerson Pt. Wilmington NC 2841. This business owns residential rental homes. I am managing member. C Hawk LLC started in January 2018. Approximately 1-2 hours per month spent on this business; none of those hours are during securities trading hours. My role is to address any repairs that the property needs. Co-owner of 2 Cats LLC. This business is not investment related and operates independently of my firm Pembroke Wealth Management LLC. The address is 7890 Market St. Wilmington NC 28411. This business owns undeveloped commercial real estate. I am managing member. Started July 2022. I spend 1 hour per month on this business, none of which are during securities trading hours. My role is to pay the taxes once a year and answer any calls from potential buyers. Owner of Remy LLC. This business is not investment related and operates independently of my firm Pembroke Wealth Management LLC . The address is 7890 Market St. Wilmington NC 28411. This business owns a commercial office building that is leased. I am manager member. Started April 2017. I spend about 5 hours per month on this business; 1-2 of those are are during trading hours. I manage the leases, repairs, and payments from tenants. Co-owner of Remy 2 LLC. This business is not investment related and operates independently of my firm Pembroke Wealth Management LLC. The address is 7890 Market St. Wilmington NC 28411. This business owns a commercial office building that is leased. I am managing member. Started June 2023. I spend about 5 hours per month on this business; 1-2 of those are are during trading hours. I manage the leases, repairs, and payments from tenants.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Santana's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2015 - Present
PEMBROKE WEALTH MANAGEMENT, LLC
Office #1: 7890 Market St, Wilmington, NC 28411RIA
CRD#: 281341
Wilmington, NC
Past
October 11, 2010 - September 28, 2015
EDWARD JONES
RIA
CRD#: 250
WINDSOR, NC
Past
July 12, 2010 - September 28, 2015
EDWARD JONES
BD
CRD#: 250
WINDSOR, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(10/5/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PEMBROKE WEALTH MANAGEMENT, LLC
PEMBROKE WEALTH MANAGEMENT | PEMBROKE WEALTH MANAGEMENT, LLC
CRD#: 281341 / SEC#:
North Carolina
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Contact information
Main Address
7890 Market St, Wilmington, NC 28411
Mailing Address
Phone number
(252) 475-4000
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 6,341,380 |
Red Flags
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