Sumeet Sagoo
Professional summary
Sumeet Sagoo is a registered financial professional currently at NATIXIS SECURITIES AMERICAS LLC located in New York, New York.
Sumeet is registered as a RR (Registered Representative) and started their career in finance in 2010. Sumeet has worked at 7 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sumeet Sagoo's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2025 - Present
NATIXIS SECURITIES AMERICAS LLC
Office #1: 1251 Avenue Of The Americas, New York, NY 10020February 6, 2023 - October 7, 2025
SANTANDER US CAPITAL MARKETS LLC
March 25, 2021 - February 6, 2023
SANTANDER INVESTMENT SECURITIES INC.
October 8, 2019 - December 31, 2020
HSBC SECURITIES (USA) INC.
January 23, 2019 - July 11, 2019
TRUIST SECURITIES, INC.
May 14, 2014 - October 5, 2018
WELLS FARGO SECURITIES, LLC
October 12, 2010 - April 23, 2013
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/20/2025)
Exams
FINRA
Current Firm
NATIXIS SECURITIES AMERICAS LLC
CRD#: 1101 / SEC#: 801-72849, 8-719
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIXIS NORTH AMERICA LLC | PARENT COMPANY/MANAGING MEMBER | |
| BUSSY, STEPHANE NMN | DIRECTOR ON BOARD OF DIRECTORS | 7336982 |
| CANEL, THIERRY JACQUES | DIRECTOR ON BOARD OF DIRECTORS | 7818166 |
| DELAY, OLIVIER JACQUES | CHIEF EXECUTIVE OFFICER/DIRECTOR ON BOARD OF DIRECTORS | 4720716 |
| FARRELL, JOHN | PRINCIPAL OPERATIONS OFFICER | 5996161 |
| ISSANCHOU, EMMANUEL | HEAD OF GLOBAL MARKETS AMERICAS | 7338402 |
| LAMBRIANIDIS, OTTO NICK | PRINCIPAL FINANCIAL OFFICER | 2213741 |
| MAO, YUAN-PEI | CHIEF COMPLIANCE OFFICER | 1288447 |
| MORAVEC, MICHAEL CHRISTOPHER | HEAD OF INVESTMENT BANKING AMERICAS | 2968921 |
| SHARPE, THOMAS GEORGE | CHIEF LEGAL OFFICER | 7047152 |
Disclosures
| Regulatory Event | 17 |
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