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FIRM PROFILE
Overview
NATIXIS SECURITIES AMERICAS LLC is located at 1251 Avenue Of The Americas, 5th Floor, New York, NY 10020 and was first established at New York, Delaware in 11/01/2009. After operating for 16 years, NATIXIS SECURITIES AMERICAS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NATIXIS SECURITIES AMERICAS LLC’s clients are individuals and 0% of their clients are high net worth individuals. NATIXIS SECURITIES AMERICAS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NATIXIS SECURITIES AMERICAS LLC are registered to handle securities or provide financial advice. The firm has 17 disclosures, 17 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NATIXIS SECURITIES AMERICAS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NATIXIS SECURITIES AMERICAS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for NATIXIS SECURITIES AMERICAS LLC Comes From
Understanding the Statistics for NATIXIS SECURITIES AMERICAS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1251 Avenue Of The Americas 5th Floor, New York, NY, 10020
1251 Avenue Of The Americas 5th Floor, New York, NY 10020
Medium
(212) 872-5000
Delaware since 11/01/2009
Limited Liability Company
December
FIRM DOCUMENTS
Part 2 Brochures
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| NATIXIS NORTH AMERICA LLC | PARENT COMPANY/MANAGING MEMBER | ||
| BRIGGS, DANIEL CRAIG | PRINCIPAL OPERATIONS OFFICER | 1250311 | |
| BUSSY, STEPHANE NMN | DIRECTOR ON BOARD OF DIRECTORS | 7336982 | |
| CANEL, THIERRY JACQUES | DIRECTOR ON BOARD OF DIRECTORS | 7818166 | |
| CHAUDHURI, SUPRIO NMN | CHIEF COMPLIANCE OFFICER | 4659711 | |
| DELAY, OLIVIER JACQUES | CHIEF EXECUTIVE OFFICER/DIRECTOR ON BOARD OF DIRECTORS | 4720716 | |
| ISSANCHOU, EMMANUEL | HEAD OF GLOBAL MARKETS AMERICAS | 7338402 | |
| LAMBRIANIDIS, OTTO NICK | PRINCIPAL FINANCIAL OFFICER | 2213741 | |
| MORAVEC, MICHAEL CHRISTOPHER | HEAD OF INVESTMENT BANKING AMERICAS | 2968921 | |
| SHARPE, THOMAS GEORGE | CHIEF LEGAL OFFICER | 7047152 |
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Advisor's working at NATIXIS SECURITIES AMERICAS LLC
Michaela Pearl Schapiro
Neel Patel
Raymond Anthony Diprinzio
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