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TS

Theodor A. Swansen

REVL SECURITIES
Philadelphia, PA 19103
Some features on this profile are disabled
CRD#: 5790706
TS

Professional summary

Theodor Arthur Swansen, who also goes by Ted Swansen, is a registered financial professional currently at REVL SECURITIES, LLC located in Philadelphia, Pennsylvania.

Theodor is registered as a RR (Registered Representative) and started their career in finance in 2010. Theodor has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 28 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ted Swansen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Theodor Arthur Swansen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 9, 2017 - Present

REVL SECURITIES, LLC

Office #1: 1921 Walnut Street 2nd Floor, Philadelphia, PA, 19103
BD
CRD#: 269839
Philadelphia, PA
Past

August 19, 2010 - March 13, 2015

KILDARE CAPITAL, INC.

BD
CRD#: 45796
Berwyn, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(3/9/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 12/14/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/18/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 8/17/2017
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/13/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RS
REVL SECURITIES, LLC
REVL | REVL SECURITIES, LLC | REVL CAPITAL GROUP LLC

CRD#: 269839 / SEC#: , 8-69634

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1921 Walnut Street 2nd Floor, Philadelphia, PA, 19103
Mailing Address
1921 Walnut Street 2nd Floor, Philadelphia, PA, 19103
Phone number
(215) 372-2305
Established
Delaware since 03/02/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
REVL CAPITAL GROUP, LLCSHAREHOLDER
PAPATHEOHARIS, DIMITRIOSCEO. CCO5542467
SWANSEN, THEODOR ARTHURFINOP5790706

Disclosures

Civil Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REVL SECURITIES, LLC

CRD#: 269839Philadelphia, PA 19103

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