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WD

William Bernard Dunigan

PINE DISTRIBUTORS

NEW YORK, NY

·CRD# 5790433·12 years registered

About William

Disclosures

Contact

Videos & Posts

Professional Background

Firm Detail

Other Business Activities

More

Professional Summary

William Bernard Dunigan, who also goes by Bill Dunigan, is a registered financial advisor currently at PINE DISTRIBUTORS LLC located in New York, New York. William is registered as a RR (Registered Representative) and started their career in finance in 2014. William has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Dunigan

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years registered in the securities industry

Current & Past Employments

Current

PINE DISTRIBUTORS LLCCurrent·CRD# 323408

BD

1633 Broadway Floor 48, New York, NY 10019

December 1, 2025 - Present

Past

BLACKROCK INVESTMENT MANAGEMENT, LLCPast·CRD# 108928

RIA

Boston, MA

June 8, 2015 - September 22, 2025

BLACKROCK INVESTMENTS, LLCPast·CRD# 38642

BD

Boston, MA

November 13, 2014 - September 22, 2025

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Current Firm

PD

PINE DISTRIBUTORS LLC

PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: 8-71004

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Mailing Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Phone Number

(720) 651-8092

Established

Delaware since 08/30/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
PINE ADVISOR SOLUTIONS LLC	MEMBER	—
FAIRBANKS, MARK ALAN	PRESIDENT	1847318
LEVESQUE, DARYN STEVE	COO/PFO	6482085
MOSCARITOLO, SUSAN KALLAI	CCO	2618909
WAGSTAFF, CONNER FRED III	FINOP	1427591

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Arm in Arm (Trenton, NJ) Non profit that connects people in need of food housing and job support with people who want to help. Organization oversight and execution of select events including fundraising. 6-8 hrs per month devoted to organization.

(2) BUILD Boston (Boston, MA); Advisory Board Member; No financial advice provided; No control over finances; BUILD Boston is a 501c3 using mentorship & entrepreneurial learning to address educational inequality; Role: Board Meetings, Mentoring, Event Participation; Start Date: 1/8/2021; 6-8 hours/month devoted to activity.

(3) Sapere Aude; Non-profit aimed at mentoring first-gen college students and assisting with placement in the FinServ industry. A part of the BOD. Strategic oversight, mentoring, career guidance, research project assistance. 8 hours per month. Start Date 03/01/2022

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(1/4/2026)

RR

Alaska
(1/4/2026)

RR

Arizona
(1/4/2026)

RR

Arkansas
(1/4/2026)

RR

California
(1/4/2026)

RR

Colorado
(1/4/2026)

RR

Connecticut
(1/4/2026)

RR

Delaware
(1/4/2026)

RR

District of Columbia
(1/4/2026)

RR

Florida
(1/4/2026)

RR

Georgia
(1/4/2026)

RR

Hawaii
(1/4/2026)

RR

Idaho
(1/4/2026)

RR

Illinois
(1/4/2026)

RR

Indiana
(1/4/2026)

RR

Iowa
(1/4/2026)

RR

Kansas
(1/4/2026)

RR

Kentucky
(1/4/2026)

RR

Louisiana
(1/4/2026)

RR

Maine
(1/4/2026)

RR

Maryland
(1/4/2026)

RR

Massachusetts
(1/4/2026)

RR

Michigan
(1/4/2026)

RR

Minnesota
(1/4/2026)

RR

Mississippi
(1/4/2026)

RR

Missouri
(1/4/2026)

RR

Montana
(1/4/2026)

RR

Nebraska
(1/4/2026)

RR

Nevada
(1/4/2026)

RR

New Hampshire
(1/4/2026)

RR

New Jersey
(1/4/2026)

RR

New Mexico
(1/4/2026)

RR

New York
(1/4/2026)

RR

North Carolina
(1/4/2026)

RR

North Dakota
(1/4/2026)

RR

Ohio
(1/5/2026)

RR

Oklahoma
(1/4/2026)

RR

Oregon
(1/4/2026)

RR

Pennsylvania
(1/4/2026)

RR

Puerto Rico
(1/4/2026)

RR

Rhode Island
(1/4/2026)

RR

South Carolina
(1/4/2026)

RR

South Dakota
(1/4/2026)

RR

Tennessee
(1/4/2026)

RR

Texas
(1/4/2026)

RR

Utah
(1/4/2026)

RR

Vermont
(1/4/2026)

RR

Virgin Islands
(1/4/2026)

RR

Virginia
(1/4/2026)

RR

Washington
(1/4/2026)

RR

West Virginia
(1/4/2026)

RR

Wisconsin
(1/4/2026)

RR

Wyoming
(1/4/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2015About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2014About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2015About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view William Bernard Dunigan's CRS (Customer Relationship Summary).

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