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Priya Ravishankar

AUGMENT CAPITAL
Austin, TX 78701
Some features on this profile are disabled
CRD#: 5789297
PR

Professional summary

Priya Ravishankar is a registered financial professional currently at AUGMENT CAPITAL, LLC located in Austin, Texas.

Priya is registered as a RR (Registered Representative) and started their career in finance in 2010. Priya has worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Priya Ravishankar's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 24, 2026 - Present

AUGMENT CAPITAL, LLC

Office #1: 1204 San Antonio Street Second Floor, Austin, TX 78701
BD
CRD#: 322519
Austin, TX
Past

June 20, 2025 - November 4, 2025

ZL ZENITHAR (USA)

BD
CRD#: 321941
NEW YORK, NY
Past

February 21, 2025 - November 25, 2025

PRE-IPO STREET INC.

BD
CRD#: 173426
SMITHTOWN, NY
Past

January 27, 2025 - December 12, 2025

ROYAL TREASURE SECURITIES LLC

BD
CRD#: 292325
NEW YORK, NY
Past

October 30, 2024 - November 4, 2025

ELSEWARE FINANCIAL SERVICES LLC

BD
CRD#: 327555
NEW YORK, NY
Past

July 20, 2020 - July 1, 2024

CARTA CAPITAL MARKETS, LLC

BD
CRD#: 304751
NEW YORK, NY
Past

October 7, 2010 - February 28, 2019

MUTUAL SECURITIES, INC.

BD
CRD#: 13092
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(3/24/2026)
RR
Texas
(3/24/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/20/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 8/2/2012
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/6/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 7/19/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/16/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AC
AUGMENT CAPITAL, LLC
AUGMENT CAPITAL, LLC

CRD#: 322519 / SEC#: , 8-70989

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Mailing Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Phone number
(757) 298-9839
Established
Delaware since 06/02/2022
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AUGMENT MARKETS, INC.MEMBER
CRAWLEY, ADAM PATRICKCHIEF EXECUTIVE OFFICER5172272
TESLA, DEETRA MARIECHIEF COMPLIANCE OFFICER2567278
THORNTON, STEVEN LEEFINOP4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AUGMENT CAPITAL, LLC

CRD#: 322519Austin, TX 78701

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