Fabio Luis Rios Nogales Garces
Professional Summary
Fabio Luis Rios Nogales Garces, who also goes by Fabio Rios, Fabio Luis Rios Nogales, Fabio Luis Rios-nogales, Fabio Luis Rios-nogales Garces, is a registered financial advisor currently at BB SECURITIES located in Miami, Florida. Fabio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Fabio has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Fabio Rios, Fabio Luis Rios Nogales, Fabio Luis Rios-Nogales, Fabio Luis Rios-Nogales Garces
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
BANCO DO BRASIL SECURITIES LLC | BB SECURITIES
Contact Information
Main Address
2 South Biscayne Blvd. Suite #3150, Miami, FL 33131Mailing Address
2 South Biscayne Blvd. Suite #3150, Miami, FL 33131Phone Number
(407) 608-1780Established
New York since 07/12/1995Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
11FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO DO BRASIL S.A. | SOLE MEMBER | — |
| ABREU, JULIANO MARCATTO DE | MEMBER OF THE BOARD OF DIRECTORS | 7971425 |
| FRANCA, MELISSA BUENO | CHIEF COMPLIANCE OFFICER & AMLCO | 5185735 |
| GOMES DA SILVA, MARCELO HENRIQUE | MEMBER OF THE BOARD OF DIRECTORS | 8315019 |
| INCERROMEO, MARIA ESTIBALIZ | CHIEF INVESTMENT OFFICER | 5885341 |
| MOREIRA, JEFERSON MUNHOZ | CHIEF OPERATING OFFICER | 5083219 |
| PERRONE LOPES, MARIO ROBERTO | MEMBER OF THE BOARD OF DIRECTORS | 8262918 |
| PORTNOFF, DAVID ROSS | FINANCIAL OPERATIONS PRINCIPAL AND PRINCIPAL FINANCIAL OFFICER | 2977967 |
| RIOS NOGALES GARCES, FABIO LUIS | PRINCIPAL OPERATIONS OFFICER | 5788772 |
| ROSSI, GUILHERME ALEXANDRE | MEMBER OF THE BOARD OF DIRECTORS | 7824752 |
| SILVA ROSOSTOLATO, DIOGO | CHIEF EXECUTIVE OFFICER | 7629292 |
| VEZZARO, JULIO CESAR | MEMBER OF THE BOARD OF DIRECTORS | 7425235 |
Disclosures
Civil Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(9/7/2022)
(9/28/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Fabio Luis Rios Nogales Garces's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Fabio Luis Rios Nogales Garces's CRS (Customer Relationship Summary).
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