Zachary S. Schweiss
Professional summary
Zachary Steven Schweiss MR., who also goes by Zachary S Schweiss Mr., Zachary S Schweiss, is a registered financial advisor currently at THORNBURG INVESTMENT MANAGEMENT INC located in St. Louis, Missouri and THORNBURG SECURITIES LLC located in Davidson, North Carolina.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Zachary has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Steven Schweiss MR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2020 - Present
THORNBURG INVESTMENT MANAGEMENT INC
April 14, 2020 - Present
THORNBURG SECURITIES LLC
August 7, 2019 - April 7, 2020
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
January 3, 2012 - April 7, 2020
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
June 29, 2010 - October 4, 2011
EDWARD JONES
June 11, 2010 - October 4, 2011
EDWARD JONES
Primary Firm SEC Registration
THORNBURG INVESTMENT MANAGEMENT INC
CRD#: 106357 / SEC#: 801-17853
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2024)
(1/26/2024)
(1/2/2024)
(1/3/2024)
(4/14/2020)
(4/14/2020)
(4/15/2020)
(1/2/2024)
(1/2/2024)
(1/2/2024)
Exams
FINRA
Current Firm
THORNBURG INVESTMENT MANAGEMENT INC
CRD#: 106357 / SEC#: 801-17853
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 705 |
| AUM (Assets Under Management) | $ 45,288,445,586 |
Red Flags
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