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FIRM PROFILE
Overview
THORNBURG SECURITIES LLC is located at 2300 North Ridgetop Road, Santa Fe, NM 87506 and was first established at Denver, Delaware in 12/28/2023. After operating for 1 years, THORNBURG SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of THORNBURG SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. THORNBURG SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at THORNBURG SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access THORNBURG SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at THORNBURG SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for THORNBURG SECURITIES LLC Comes From
Understanding the Statistics for THORNBURG SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
2300 North Ridgetop Road, Santa Fe, NM 87506
2300 North Ridgetop Road, Santa Fe, NM 87506
Small
(505) 984-0200
Delaware since 12/28/2023
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | SOLE MEMBER | 106357 | |
| BHATT, NIMISH SANJAY | TREASURER, PRINCIPAL FINANCIAL OFFICER | 2789977 | |
| BROWNELL, JESSE RYAN | GLOBAL HEAD OF DISTRIBUTION | 5511918 | |
| CALLOW, AMY | SECRETARY | ||
| HOLLOWAY, CURTIS EDWARD | PRINCIPAL OPERATIONS OFFICER | 5130594 | |
| OLEXSAK, RONALD | CHIEF COMPLIANCE OFFICER | 2858575 |
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Advisor's working at THORNBURG SECURITIES LLC
Julie Erin Vann
Julie Ann Geraci
William Ryan Chisholm
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