Michael Hennessy

GT SECURITIES

Los Angeles, CA 90094

Some features on this profile are disabled

CRD#: 5783607

Professional summary

Michael Hennessy is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2010. Michael has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Hennessy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2020 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094

CRD#: 116012

Los Angeles, CA

Past

March 18, 2014 - November 18, 2020

JETT CAPITAL ADVISORS, LLC

CRD#: 169127

New York, NY

Past

July 3, 2013 - May 30, 2014

FAIRFAX SECURITIES CORPORATION

CRD#: 37967

NEW YORK, NY

Past

April 30, 2010 - July 12, 2013

CASIMIR CAPITAL L.P.

CRD#: 105061

GREENWICH, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/29/2020)

Colorado
(2/19/2025)

Delaware
(3/3/2025)

Florida
(2/20/2025)

Illinois
(2/20/2025)

Michigan
(2/21/2025)

Missouri
(2/20/2025)

New Jersey
(2/19/2025)

Ohio
(2/20/2025)

Pennsylvania
(2/20/2025)

South Dakota
(2/20/2025)

Washington
(2/19/2025)

Exams

State Security Law Exam

Series 63

Date: 5/18/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/29/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/19/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GT SECURITIES, INC.

GROWTHINK SECURITIES, INC. | GT SECURITIES, INC. | GROWTHINK, INC.

CRD#: 116012 / SEC#: , 8-53527

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

12130 Millennium Dr Suite 300, Los Angeles, CA 90094

Mailing Address

12130 Millennium Dr, Los Angeles, CA 90094

Phone number

(310) 846-5004

Established

California since 12/06/2001

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GROWTHINK, INC.	PARENT CORPORATION
MUELLER, MICHELLE	CHIEF COMPLIANCE OFFICER	6707697
TURO, JAMES STEVEN	MANAGING DIRECTOR	2083402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

Kenneth Hickman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brea, CA

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael Hennessy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Hennessy's CRS (Customer Relationship Summary).

Certified licenses

Experience

JETT CAPITAL ADVISORS, LLC

FAIRFAX SECURITIES CORPORATION

CASIMIR CAPITAL L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/18/2010

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/29/2010

Series 24

Date: 3/19/2014

FINRA

Current Firm

GT SECURITIES, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GT SECURITIES, INC.

TRUST BUT VERIFY

Similar Advisors