Alan Grover
Professional summary
Alan Grover is a registered financial professional currently at GRIFFIN FINANCIAL GROUP, LLC located in King Of Prussia, Pennsylvania.
Alan is registered as a RR (Registered Representative) and started their career in finance in 2011. Alan has worked at 1 firm and has passed the Series 63, SIE, Series 62 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Grover's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2021 - Present
GRIFFIN FINANCIAL GROUP, LLC
Office #1: 620 Freedom Business Center, King Of Prussia, PA 19406May 26, 2011 - March 22, 2021
GRIFFIN FINANCIAL GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2021)
(10/21/2021)
(10/21/2021)
(10/21/2021)
(10/21/2021)
(10/21/2021)
(10/21/2021)
(10/21/2021)
(10/21/2021)
(10/21/2021)
(2/6/2024)
(2/6/2024)
Exams
Series 62
Date: 8/21/2018
Corporate Securities Limited Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
GRIFFIN FINANCIAL GROUP, LLC
CRD#: 119004 / SEC#: , 8-53711
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
