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CRD#: 119004
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

GRIFFIN FINANCIAL GROUP, LLC is located at 607 Washington Street, Reading, PA 19603 and was first established at Philadelphia, Pennsylvania in 08/16/2001. After operating for 24 years, GRIFFIN FINANCIAL GROUP, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GRIFFIN FINANCIAL GROUP, LLC’s clients are individuals and 0% of their clients are high net worth individuals. GRIFFIN FINANCIAL GROUP, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GRIFFIN FINANCIAL GROUP, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GRIFFIN FINANCIAL GROUP, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GRIFFIN FINANCIAL GROUP, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for GRIFFIN FINANCIAL GROUP, LLC Comes From

Understanding the Statistics for GRIFFIN FINANCIAL GROUP, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
607 Washington Street, Reading, PA 19603
Mailing Address
607 Washington Street, Reading, PA 19603
Firm Size
Small
Phone Number
(610) 478-2105
Established
Pennsylvania since 08/16/2001
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GRIFFIN HOLDINGS GROUP, LLCMEMBER
CHOQUETTE, ERNEST JCHAIRMAN4494340
DUROFCHALK, JOHN MICHAELCFO, FINOP4494297
NOAH, SCOTT IVESCHIEF COMPLIANCE OFFICER2334448
O'LEARY, MATTHEW TODDCEO AND COO6077840
WALDRON, JEFFREY PETERPRINCIPAL4581878

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Advisor's working at GRIFFIN FINANCIAL GROUP, LLC

CB

Christopher William Balicki

Chris Balicki
RR
CRD#: 7892238
Location:
Boston, MA 02110
Company:
GRIFFIN FINANCIAL GROUP, LLC
Disclosures:
Experience:
1 year
View Profile
SN

Scott Ives Noah

RR
CRD#: 2334448
Location:
King Of Prussia, PA 19406
Company:
GRIFFIN FINANCIAL GROUP, LLC
Disclosures:
Experience:
26 years
View Profile
SK

Samuel Joseph Kaplan

Samuel Joseph Kaplan
RR
CRD#: 5520225
Location:
Boston, MA 02110
Company:
GRIFFIN FINANCIAL GROUP, LLC
Disclosures:
Experience:
5 years
View Profile
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