SG
Stuart A. Gay
WEALTHSHIELD PARTNERS
Raleigh, NC 27607
Some features on this profile are disabled
CRD#: 5782347
SG
Professional summary
Stuart Alexander Gay is a registered financial advisor currently at WEALTHSHIELD PARTNERS, LLC located in Raleigh, North Carolina.
Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Stuart has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: ELLROD GRANDCHILDREN LLC INV REL: N ADD: WHITAKER'S, NC NATURE: FARMING OPERATION POSITION: OWNERSHIP START DATE: 1/2011 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 NAME: MassMutual, Triangle Insurance & Benefits Insurance Agency and The Cason Group: INV REL: Y NATURE: Insurance POSITION: Licensed Insurance Aged START DATE: 8/2013 As such, he is entitled to receive commissions or other remuneration on the sale of life and disability insurance and group benefits. A conflict of interest arises as these insurance sales create an incentive to recommend insurance products based on the compensation he receives. You are not obligated, contractually or otherwise, to purchase any insurance product. NAME: R&G Private Ventures, LLC. INV REL: Y. NATURE; Real Estate Holdings Company. POSITION: Owner. START DATE: 1/24/2025. NO. HR/MO: 0.25. NO. HR/MO DURING SEC TRADING: 0.25.
CRS (Client Relationship Summary) - RIA
Click below to view Stuart Alexander Gay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2018 - Present
WEALTHSHIELD PARTNERS, LLC
Office #1: 1511 Sunday Drive Suite 214, Raleigh, NC 27607RIA
CRD#: 169584
Raleigh, NC
Past
October 16, 2018 - December 31, 2019
KINGSWOOD CAPITAL PARTNERS, LLC
BD
CRD#: 288898
RALEIGH, NC
Past
June 10, 2016 - October 8, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
RALEIGH, NC
Past
September 26, 2013 - October 8, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
RALEIGH, NC
Past
May 31, 2011 - September 9, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
RALEIGH, NC
Past
June 22, 2010 - June 1, 2011
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
RALEIGH, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WP
WEALTHSHIELD PARTNERS, LLC
CARILLON ADVISORS | XARTIS WEALTH ADVISORY GROUP | WEALTHSHIELD PARTNERS, LLC | WEALTHSHIELD PARTNERS | WEALTHSHIELD | WEALTH MANAGEMENT RESOURCES | WEALTH & FINANCIAL ADVOCATES GROUP, LLC | TINKER CAPITAL | ORG PARTNERS ADVISOR GROUP | ORG PARTNERS | ORG PAG | ORBIS WEALTH | MAINE ADVISORS | MADISON OAKS WEALTH PARTNERS | HICKS & ASSOCIATES WEALTH MANAGEMENT | HARBORVIEW INVESTMENTS | HARBORVIEW ADVISORS | GOLDEN PINE ADVISORY | EVERGREEN FINANCIAL SERVICES | EMERALD INVESTMENT PARTNERS, LLC | EMERALD ASSET MANAGEMENT, INC. | CONSTANCE WEALTH ADVISORS | CONSTANCE WEALTH | CENTURY WEALTH ADVISORS | CENTERPOINT FINANCIAL GROUP
CRD#: 169584 / SEC#: 801-78937
RIA
Registered Investment Advisory firm - (12/17/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(11/7/2018)
IAR
North Carolina(10/5/2018)
IAR
Texas(11/6/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WP
WEALTHSHIELD PARTNERS, LLC
CARILLON ADVISORS | XARTIS WEALTH ADVISORY GROUP | WEALTHSHIELD PARTNERS, LLC | WEALTHSHIELD PARTNERS | WEALTHSHIELD | WEALTH MANAGEMENT RESOURCES | WEALTH & FINANCIAL ADVOCATES GROUP, LLC | TINKER CAPITAL | ORG PARTNERS ADVISOR GROUP | ORG PARTNERS | ORG PAG | ORBIS WEALTH | MAINE ADVISORS | MADISON OAKS WEALTH PARTNERS | HICKS & ASSOCIATES WEALTH MANAGEMENT | HARBORVIEW INVESTMENTS | HARBORVIEW ADVISORS | GOLDEN PINE ADVISORY | EVERGREEN FINANCIAL SERVICES | EMERALD INVESTMENT PARTNERS, LLC | EMERALD ASSET MANAGEMENT, INC. | CONSTANCE WEALTH ADVISORS | CONSTANCE WEALTH | CENTURY WEALTH ADVISORS | CENTERPOINT FINANCIAL GROUP
CRD#: 169584 / SEC#: 801-78937
RIA
Registered Investment Advisory firm - (12/17/2013 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2500 Regency Parkway, Cary, NC 27518
Mailing Address
Phone number
(919) 948-4453
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,596 |
| AUM (Assets Under Management) | $ 1,080,417,121 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTHSHIELD PARTNERS, LLC
CRD#: 169584Raleigh, NC 27607TRUST BUT VERIFY
Monitor Stuart Gay
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
