SH
Sarah C. Hickey
STRATEGIC ADVISERS LLC
HOLLY SPRINGS, NC
Some features on this profile are disabled
CRD#: 5781292
SH
Professional summary
Sarah Conroy Hickey, who also goes by Sarah K Conroy, Sarah Keenan Conroy, Sarah Hickey, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Holly Springs, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Cary, North Carolina.
Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Sarah has worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, Series 6TO, Series 82TO, Series 22TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sarah K Conroy | Sarah Keenan Conroy | Sarah Hickey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Conroy Hickey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 580 New Waverly Pl Ste 240, Cary, NC 27518-7406Office #3: 2500 Regency Parkway, Cary, NC 27518RIA
CRD#: 104555
HOLLY SPRINGS, NC
Current
September 7, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 580 New Waverly Pl Ste 240, Cary, NC 27518Office #2: 2500 Regency Parkway, Cary, NC 27518BD
CRD#: 7784
Cary, NC
Past
September 12, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CARY, NC
Past
January 3, 2023 - August 18, 2023
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
RALEIGH, NC
Past
January 3, 2023 - August 18, 2023
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
RALEIGH, NC
Past
March 8, 2022 - November 29, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
DURHAM, NC
Past
January 24, 2022 - November 28, 2022
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
DURHAM, NC
Past
September 22, 2016 - September 7, 2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
NEW YORK, NY
Past
September 20, 2016 - September 7, 2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
NEW YORK, NY
Past
October 10, 2011 - September 2, 2016
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
NEW YORK, NY
Past
October 10, 2011 - September 2, 2016
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
November 1, 2010 - October 6, 2011
BARCLAYS CAPITAL INC.
RIA
CRD#: 19714
NEW YORK, NY
Past
June 15, 2010 - October 6, 2011
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/7/2023)
RR
Alaska(1/21/2025)
RR
Arizona(9/7/2023)
RR
California(9/7/2023)
RR
Colorado(9/7/2023)
RR
Connecticut(9/7/2023)
RR
Delaware(9/7/2023)
RR
District of Columbia(9/7/2023)
RR
Florida(9/7/2023)
RR
Georgia(9/7/2023)
RR
Hawaii(9/7/2023)
RR
Idaho(7/5/2024)
RR
Illinois(9/7/2023)
RR
Indiana(9/7/2023)
RR
Iowa(9/7/2023)
RR
Louisiana(1/6/2024)
RR
Maine(9/7/2023)
RR
Maryland(9/7/2023)
RR
Massachusetts(9/7/2023)
RR
Michigan(9/7/2023)
RR
Minnesota(9/7/2023)
RR
Missouri(9/7/2023)
RR
Montana(9/7/2023)
RR
Nevada(9/7/2023)
RR
New Hampshire(9/7/2023)
RR
New Jersey(9/7/2023)
RR
New York(9/7/2023)
RR
North Carolina(9/7/2023)
IAR
North Carolina(3/31/2025)
RR
Ohio(9/7/2023)
RR
Oklahoma(9/7/2023)
RR
Oregon(9/7/2023)
RR
Pennsylvania(9/7/2023)
RR
South Carolina(9/7/2023)
RR
Tennessee(9/7/2023)
RR
Texas(9/7/2023)
IAR
Texas(3/31/2025)
RR
Utah(9/7/2023)
RR
Vermont(1/30/2025)
RR
Virgin Islands(4/16/2025)
RR
Virginia(9/7/2023)
RR
Washington(9/7/2023)
RR
West Virginia(1/6/2024)
RR
Wisconsin(9/7/2023)
RR
Wyoming(4/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/3/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/3/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 82TO
Date: 1/3/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/3/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/24/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
