John T. Malone
Professional summary
John Thomas Malone is a registered financial professional currently at OBERON SECURITIES, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2010. John has worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Thomas Malone's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 11, 2016 - Present
OBERON SECURITIES, LLC
Office #1: 445 Park Avenue, Suite 4b,, New York, NY 10022May 21, 2013 - June 27, 2014
MIZUHO SECURITIES USA LLC
November 9, 2011 - May 21, 2013
GLOBAL HUNTER SECURITIES, LLC
May 24, 2010 - November 4, 2011
TICONDEROGA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2017)
Exams
FINRA
Current Firm
OBERON SECURITIES, LLC
CRD#: 132598 / SEC#: , 8-66607
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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