Elad Epstein
Professional Summary
Elad Epstein is a registered financial advisor currently at OBERON SECURITIES, LLC located in New York, New York. Elad is registered as a RR (Registered Representative) and started their career in finance in 1998. Elad has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 62, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
OBERON SECURITIES, LLC
Contact Information
Main Address
445 Park Avenue, Suite 4b, New York, NY 10022Mailing Address
445 Park Avenue, Suite 4b, New York, NY 10022Phone Number
(212) 386-7080Established
New York since 04/11/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/1/2005)
(9/1/2005)
(9/1/2005)
(9/1/2005)
(9/1/2005)
(2/1/2005)
(9/2/2005)
(9/1/2005)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Sep 1998SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Elad Epstein's CRS (Customer Relationship Summary).
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