BJ
Bruce S. Jakiel
CETERA INVESTMENT ADVISERS LLC
ERIE, PA 16508
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CRD#: 5774870
BJ
Professional summary
Bruce Stanley Jakiel, who also goes by Bruce Jakiel, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Erie, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Erie, Pennsylvania.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Bruce has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bruce Jakiel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: REAL ESTATE INVESTMENT RELATED: NO ADDRESS: 318 WEST 9TH STREET. ERIE, PA 16508 NATURE OF BUSINESS: REAL ESTATE START DATE: 4/2018 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWN MY CURRENT OFFICE BUILDING AND RENT THE UPSTAIRS; 2. NAME OF OTHER BUSINESS: BAYFRONT BENEFIT SOLUTIONS, INC, INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA USED FOR FINANCIAL SERVICES MARKETING START DATE: 7/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL ADVICE;
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Stanley Jakiel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1032 W 38th St, Erie, PA 16508RIA
CRD#: 105644
ERIE, PA
Current
July 12, 2024 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1032 W 38th St, Erie, PA 16508BD
CRD#: 13572
Erie, PA
Past
December 9, 2022 - July 18, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Erie, PA
Past
December 8, 2022 - July 18, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Erie, PA
Past
April 16, 2018 - May 5, 2023
CANTELLA & CO., INC.
RIA
CRD#: 13905
Erie, PA
Past
April 4, 2018 - December 9, 2022
CANTELLA & CO., INC.
BD
CRD#: 13905
Erie, PA
Past
May 24, 2010 - February 27, 2018
EDWARD JONES
RIA
CRD#: 250
ERIE, PA
Past
May 4, 2010 - February 27, 2018
EDWARD JONES
BD
CRD#: 250
ERIE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/29/2024)
RR
California(7/15/2024)
RR
Florida(7/15/2024)
RR
Georgia(7/15/2024)
RR
Massachusetts(7/15/2024)
RR
Minnesota(7/19/2024)
RR
New York(7/16/2024)
RR
North Carolina(7/22/2024)
RR
Ohio(7/13/2024)
RR
Pennsylvania(7/15/2024)
IAR
Pennsylvania(7/15/2024)
RR
Virginia(7/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Erie, PA 16508TRUST BUT VERIFY
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