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Rahima A. Henry

CONNAUGHT (U.S.) LLC
London, W1D 3BG
Some features on this profile are disabled
CRD#: 5769017
RH

Professional summary

Rahima Akhter Henry is a registered financial professional currently at CONNAUGHT (U.S.) LLC .

Rahima is registered as a RR (Registered Representative) and started their career in finance in 2013. Rahima has worked at 4 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rahima Akhter Henry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 17, 2022 - Present

CONNAUGHT (U.S.) LLC

Office #1: 2 Soho Place, London, W1D 3BG
BD
CRD#: 300401
London,
Past

January 30, 2020 - July 31, 2021

CAMPBELL LUTYENS & CO. INC.

BD
CRD#: 133376
LONDON,
Past

November 17, 2014 - May 29, 2019

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

May 23, 2013 - October 17, 2014

AUTONOMOUS RESEARCH LLP

BD
CRD#: 150232
LONDON,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 7/12/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/20/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/16/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

C(
CONNAUGHT (U.S.) LLC
CONNAUGHT (U.S.) LLC

CRD#: 300401 / SEC#: , 8-70323

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
2 Soho Place, London, W1D 3BG
Mailing Address
2 Soho Place, London, W1D 3BG
Phone number
+44 20 7042 8097
Established
Delaware since 03/10/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CONNAUGHT INTERNATIONAL LIMITEDMEMBER
CHUNG, MICHAELFINOP/POO/PFO5739877
HENRY, RAHIMA AKHTERCO-CEO5769017
HUELIN, JAMES RICHARDCO-CEO7391107
KRUKOWSKI, JULIAN THEODORECHIEF COMPLIANCE OFFICER3070439

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONNAUGHT (U.S.) LLC

CRD#: 300401London, W1D 3BG

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