KC
Karen M. Creel
TLG ADVISORS
Miami, FL 33133
Some features on this profile are disabled
CRD#: 5766299
KC
Professional summary
Karen Marie Creel, who also goes by Karen Marie Creel, Karen Creel, Karen Marie Lewandowski, is a registered financial advisor currently at TLG ADVISORS, INC. located in Miami, Florida and THE LEADERS GROUP, INC. located in Miami, Florida.
Karen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Karen has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Karen Marie Creel | Karen Creel | Karen Marie Lewandowski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) SEQUENT (FLORIDA) LLC - 3/18/2024 - 7901 4th Street N, Suite 300, St Petersburg, FL 33702 - Head of Wealth Structuring, head up wealth structuring, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours).. 2.) TLG ADVISORS INC - 10/21/2024 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours)
CRS (Client Relationship Summary) - RIA
Click below to view Karen Marie Creel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 19, 2025 - Present
TLG ADVISORS, INC.
Office #1: 501 Brickell Key Drive, Floor 3, Suite 303, Miami, FL 33133RIA
CRD#: 111052
Miami, FL
Current
August 2, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 501 Brickell Key Drive, Floor 3, Suite 303, Miami, FL 33131BD
CRD#: 37157
Miami, FL
Past
November 13, 2023 - February 23, 2024
ROCKEFELLER FINANCIAL LLC
RIA
CRD#: 291361
New York, NY
Past
May 3, 2023 - February 23, 2024
ROCKEFELLER FINANCIAL LLC
BD
CRD#: 291361
New York, NY
Past
January 5, 2017 - May 23, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
BD
CRD#: 105108
NEW YORK, NY
Past
December 20, 2012 - January 13, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 107622
DALLAS, TX
Past
September 15, 2010 - December 31, 2012
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/2/2024)
RR
Arizona(9/20/2024)
RR
Arkansas(9/20/2024)
RR
California(8/2/2024)
RR
Colorado(9/20/2024)
RR
Connecticut(8/2/2024)
RR
Delaware(8/2/2024)
RR
Florida(8/2/2024)
IAR
Florida(3/19/2025)
RR
Georgia(8/2/2024)
RR
Illinois(9/20/2024)
RR
Maine(9/20/2024)
RR
Maryland(9/20/2024)
RR
Massachusetts(8/2/2024)
RR
Montana(9/20/2024)
RR
Nevada(8/2/2024)
RR
New Jersey(8/2/2024)
RR
North Carolina(9/20/2024)
RR
Oregon(9/20/2024)
RR
Pennsylvania(9/20/2024)
RR
South Dakota(8/2/2024)
RR
Texas(8/2/2024)
RR
Utah(9/20/2024)
RR
Wyoming(8/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/28/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TLG ADVISORS, INC.
CRD#: 111052Miami, FL 33133TRUST BUT VERIFY
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