Jonathan M. Fishman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Marc Fishman, who also goes by Jonathon Marc Fishman, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2012. Jonathan had worked at 2 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 7, Series 11, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2016 - April 29, 2025
LIME TRADING CORP
June 14, 2012 - February 25, 2015
SUCCESS TRADE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/26/2024
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 11
Date: 6/13/2012
Assistant Representative-Order Processing Qualification ExamCurrent Firm
LIME TRADING CORP
CRD#: 11826 / SEC#: , 8-27061
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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