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Thomas C Pane

GROUP ONE TRADING
New York, NY
·CRD# 5762423·8 years experience

Professional Summary

Thomas C Pane, who also goes by Thomas Pane, is a registered financial advisor currently at GROUP ONE TRADING LLC located in New York, New York. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2018. Thomas has worked at 1 firm and has passed the SIE and Series 57 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas Pane

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

GROUP ONE TRADING LLC·CRD# 37484
BD
28 Liberty Street Suite 4000, New York, NY 10005
September 24, 2018 - Present

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Current Firm

GO
GROUP ONE TRADING LLC

GROUP ONE TRADING LLC | GROUP ONE TRADING, L.P.

CRD#: 37484 / SEC#: 8-47762
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S Financial Place Suite 3400, Chicago, IL 60605

Mailing Address

425 S Financial Place Suite 3400, Chicago, IL 60605

Phone Number

(312) 347-8864

Established

Delaware since 10/01/2024

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GROUP ONE HOLDINGS LLCMEMBER—
HUTCHINSON, JAMES FRANCISCHIEF OPERATING OFFICER2425738
KINAHAN, JOHN ANTHONYCEO5877952
NOWICKI, PAUL ANTHONYCHIEF FINANCIAL OFFICER6097424
TONDO-KRAMER, KYLECHIEF COMPLIANCE OFFICER6034373

Disclosures

Regulatory Event

33

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Sep 2018About the Series 57 exam
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CRS (Client Relationship Summary) - BD

Click below to view Thomas C Pane's CRS (Customer Relationship Summary).

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