YB
Yesenia C. Beckmann
KESTRA ADVISORY SERVICES
San Diego, CA 92122
Some features on this profile are disabled
CRD#: 5754818
YB
Professional summary
Yesenia Covarrubias Beckmann, who also goes by Yesenia Covarrubias, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in San Diego, California and KESTRA INVESTMENT SERVICES, LLC located in San Diego, California.
Yesenia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Yesenia has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Yesenia Covarrubias
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: WELL-TRAVELED WEALTH POSITION: Partner, Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 105 START DATE: 04/30/2018 ADDRESS: 9471 Ronnie Ct., Santee CA 92071, United States DESCRIPTION: Meet with clients, manage clients portfolios, service clients on an ongoing basis. Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/30/2018 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Meeting with clients in person at least once a year to review their accounts. Manage their account on a daily basis to look for drift and a need to rebalance their accounts to protect their assets. Business Name: RENTAL PROPERTY POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/07/2022 ADDRESS: 43865 Mendocino Dr., Big Bear Lake CA 92315 DESCRIPTION: To manage the property and bookings
CRS (Client Relationship Summary) - RIA
Click below to view Yesenia Covarrubias Beckmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2018 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 9191 Towne Centre Drive Suite 575, San Diego, CA 92122RIA
CRD#: 283330
San Diego, CA
Current
April 30, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 9191 Towne Centre Drive Suite 370, San Diego, CA 92122BD
CRD#: 42046
San Diego, CA
Past
February 26, 2016 - May 2, 2018
FORESTERS ADVISORY SERVICES, LLC
RIA
CRD#: 164663
San Diego, CA
Past
February 4, 2010 - May 2, 2018
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/4/2018)
RR
California(4/30/2018)
IAR
California(5/1/2018)
RR
Colorado(4/30/2018)
RR
Connecticut(5/3/2024)
RR
Massachusetts(10/7/2019)
RR
Nevada(5/25/2018)
RR
New Jersey(5/27/2022)
RR
North Carolina(7/12/2023)
RR
Pennsylvania(5/4/2018)
RR
Texas(5/4/2018)
RR
Washington(9/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
