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RM

Ryan J. Milliman

GT SECURITIES
Los Angeles, CA 90094
Some features on this profile are disabled
CRD#: 5753958
RM

Professional summary

Ryan James Milliman is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2010. Ryan has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan James Milliman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 13, 2024 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094
BD
CRD#: 116012
Los Angeles, CA
Past

September 10, 2023 - November 14, 2023

VCEXPRESS FINANCIAL LTD

BD
CRD#: 314544
PORT JEFFERSON STA, NY
Past

April 5, 2022 - June 16, 2023

BMI CAPITAL INTERNATIONAL LLC

BD
CRD#: 154670
NEW YORK, NY
Past

April 9, 2021 - March 15, 2022

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
San Diego, CA
Past

November 11, 2019 - March 5, 2021

XNERGY FINANCIAL LLC

BD
CRD#: 144436
LOS ANGELES, CA
Past

March 6, 2019 - April 3, 2019

STRATOS WEALTH PARTNERS, LTD

RIA
CRD#: 153184
San Diego, CA
Past

December 5, 2013 - August 2, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

December 5, 2013 - August 2, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

May 1, 2013 - August 14, 2013

OSAIC SERVICES, INC.

RIA
CRD#: 133763
CARLSBAD, CA
Past

April 30, 2013 - August 14, 2013

OSAIC SERVICES, INC.

BD
CRD#: 133763
CARLSBAD, CA
Past

February 17, 2012 - December 31, 2012

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
LA JOLLA, CA
Past

December 23, 2010 - May 16, 2011

DIVERSIFIED CAPITAL GROUP

RIA
CRD#: 144648
ARROYO GRANDE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/13/2024)
RR
Texas
(2/13/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 4/12/2012
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/22/2010
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/16/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/16/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GT SECURITIES, INC.
GROWTHINK SECURITIES, INC. | GT SECURITIES, INC. | GROWTHINK, INC.

CRD#: 116012 / SEC#: , 8-53527

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
12130 Millennium Dr Suite 300, Los Angeles, CA 90094
Mailing Address
12130 Millennium Dr, Los Angeles, CA 90094
Phone number
(310) 846-5004
Established
California since 12/06/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GROWTHINK, INC.PARENT CORPORATION
MUELLER, MICHELLECHIEF COMPLIANCE OFFICER6707697
TURO, JAMES STEVENMANAGING DIRECTOR2083402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GT SECURITIES, INC.

CRD#: 116012Los Angeles, CA 90094

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