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Passchier Veefkind

CRD# 5752341·Registered 2010 - 2019
Previously Registered: Being a previously registered professional could mean that Passchier is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Passchier Veefkind was a registered financial advisor. Passchier was a previously registered financial professional and started their career in finance 2010 - 2019. Passchier had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

DNB CARNEGIE, INC.·CRD# 127605
BD
New York, NY
June 29, 2018 - April 5, 2019
ABN AMRO SECURITIES (USA) LLC·CRD# 151796
BD
New Brunswick, NJ
April 28, 2015 - August 23, 2016
BNP PARIBAS SECURITIES CORP.·CRD# 15794
BD
New York, NY
April 23, 2010 - March 8, 2013

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Current Firm

DC
DNB CARNEGIE, INC.

DNB CARNEGIE, INC. | DNB NOR MARKETS, INC. | DNB MARKETS, INC.

CRD#: 127605 / SEC#: 8-66024
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001

Mailing Address

30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001

Phone Number

(332) 600-3993

Established

New York since 01/10/2003

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DNB BANK ASASHAREHOLDER—
BAKKE, HEGE SIMPSONDIRECTOR7772894
BEHNCKE, PETER ANDREASDIRECTOR6258377
BORY, MELISSA NMNCHIEF COMPLIANCE OFFICER5047640
BREIVIK, THOMAS OLAV OPDAHLDIRECTOR7207266
FELKOWSKI, BRIANTREASURER5659117
HOFFMANN, BEATEDIRECTOR8208837
JADICK, THEODORE SPENCER JRPRESIDENT5847469
KIRSCHENBLATT, CHADFINOP2503352
MARKOWITZ, MICHAEL ERICSECRETARY7159750
OPSTAD, MORTEN ALEXANDERDIRECTOR6191217

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2010About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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