Cole A. Kopacek
Professional summary
Cole Anthony Kopacek, who also goes by Cole A Kopacek, is a registered financial advisor currently at THORNBURG INVESTMENT MANAGEMENT INC located in Austin, Texas and THORNBURG SECURITIES LLC located in Davidson, North Carolina.
Cole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Cole has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cole Anthony Kopacek's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2021 - Present
THORNBURG INVESTMENT MANAGEMENT INC
April 16, 2021 - Present
THORNBURG SECURITIES LLC
October 5, 2011 - April 5, 2021
INVESCO ADVISERS, INC.
September 3, 2010 - April 5, 2021
INVESCO DISTRIBUTORS, INC.
February 10, 2010 - August 19, 2010
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
THORNBURG INVESTMENT MANAGEMENT INC
CRD#: 106357 / SEC#: 801-17853
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2021)
(4/16/2021)
(4/21/2021)
(4/21/2021)
(4/21/2021)
Exams
FINRA
Current Firm
THORNBURG INVESTMENT MANAGEMENT INC
CRD#: 106357 / SEC#: 801-17853
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 705 |
| AUM (Assets Under Management) | $ 45,288,445,586 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
