Anthony G. Garibaldi
Professional summary
Anthony George Garibaldi, CFP®, who also goes by Tony George Garibaldi, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in San Francisco, California and NYLIFE SECURITIES LLC located in San Francisco, California.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Anthony has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony George Garibaldi's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2011 - Present
EAGLE STRATEGIES LLC
Office #1: 425 Market Street Suite 1600 1605, 1610, San Francisco, CA, 94105June 25, 2010 - Present
NYLIFE SECURITIES LLC
Office #1: 425 Market Street Suite 1600 1605, 1610, San Francisco, CA, 94105Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2010)
(1/28/2011)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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