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Mazi [nmn] Bahadori

ALTRUIST FINANCIAL
CULVER CITY, CA
·CRD# 5749453·16 years experience

Professional Summary

Mazi [nmn] Bahadori, who also goes by Mazi Bahadori, Mazyar Bahadori, is a registered financial advisor currently at ALTRUIST FINANCIAL LLC located in Culver City, California. Mazi is registered as a RR (Registered Representative) and started their career in finance in 2010. Mazi has worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 31, Series 7, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mazi Bahadori, Mazyar Bahadori

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

ALTRUIST FINANCIAL LLC·CRD# 299274
BD
1. 3030 La Cienega Blvd, Culver City, CA 902322. 300 S. Pearl Expressway Suite 250, Dallas, TX 75201
September 19, 2019 - Present
PIMCO INVESTMENTS LLC·CRD# 154957
BD
Newport Beach, CA
April 13, 2011 - April 8, 2016
MORGAN STANLEY·CRD# 149777
RIA
Laguna Niguel, CA
April 1, 2010 - March 23, 2011
MORGAN STANLEY·CRD# 149777
BD
Laguna Niguel, CA
February 26, 2010 - March 23, 2011

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Current Firm

AF
ALTRUIST FINANCIAL LLC

ALTRUIST | ALTRUIST FINANCIAL LLC | ALTRUIST CLEARING

CRD#: 299274 / SEC#: 8-70244
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

300 S. Pearl Expressway Suite 250, Dallas, TX 75201

Mailing Address

300 S. Pearl Expressway Suite 250, Dallas, TX 75201

Phone Number

(888) 510-4660

Established

Delaware since 10/08/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALTRUIST CORPMEMBER—
BAHADORI, MAZI [NMN]CEO AND CCO5749453
BRASIL DE OLIVEIRA, LUIS FERNANDOPRINCIPAL OPERATIONS OFFICER5652832
GIRALDO, ANDRES MAURICIOFINOP7097178
MENNOW, ROBERT ALLISONHEAD OF ADVISOR OPERATIONS3070390
WARNER, WESLEY DEESENIOR DIRECTOR OF ADVISOR OPERATIONS5584384

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/17/2019)
RR
Alaska
(10/24/2019)
RR
Arizona
(10/21/2019)
RR
Arkansas
(10/16/2019)
RR
California
(10/11/2019)
RR
Colorado
(10/25/2019)
RR
Connecticut
(10/31/2019)
RR
Delaware
(10/11/2019)
RR
District of Columbia
(10/30/2019)
RR
Florida
(12/17/2019)
RR
Georgia
(10/28/2019)
RR
Hawaii
(11/22/2019)
RR
Idaho
(9/30/2019)
RR
Illinois
(11/22/2019)
RR
Indiana
(10/21/2019)
RR
Iowa
(9/30/2019)
RR
Kansas
(11/12/2019)
RR
Kentucky
(9/30/2019)
RR
Louisiana
(9/30/2019)
RR
Maine
(10/29/2019)
RR
Maryland
(11/15/2019)
RR
Massachusetts
(11/26/2019)
RR
Michigan
(10/24/2019)
RR
Minnesota
(10/10/2019)
RR
Mississippi
(9/30/2019)
RR
Missouri
(10/30/2019)
RR
Montana
(10/11/2019)
RR
Nebraska
(11/12/2019)
RR
Nevada
(10/14/2019)
RR
New Hampshire
(12/4/2019)
RR
New Jersey
(12/3/2019)
RR
New Mexico
(11/8/2019)
RR
New York
(11/1/2019)
RR
North Carolina
(10/11/2019)
RR
North Dakota
(10/25/2019)
RR
Ohio
(10/22/2019)
RR
Oklahoma
(10/1/2019)
RR
Oregon
(10/30/2019)
RR
Pennsylvania
(9/30/2019)
RR
Puerto Rico
(11/1/2019)
RR
Rhode Island
(10/22/2019)
RR
South Carolina
(10/22/2019)
RR
South Dakota
(10/2/2019)
RR
Tennessee
(10/21/2019)
RR
Texas
(11/4/2019)
RR
Utah
(9/30/2019)
RR
Vermont
(10/28/2019)
RR
Virgin Islands
(11/8/2019)
RR
Virginia
(10/8/2019)
RR
Washington
(10/29/2019)
RR
West Virginia
(10/23/2019)
RR
Wisconsin
(10/7/2019)
RR
Wyoming
(10/24/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2019About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2016About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed May 2010About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Feb 2010About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Sep 2020About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jun 2019About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mazi [nmn] Bahadori's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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